MINDSPEED TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-15: Reporting owner Busch Kurt F.; Form 4/A; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-15: Reporting owner Virk Preetinder S.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-15: Reporting owner Busch Kurt F.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-15: Reporting owner Bajwa Najabat H.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-15 | Busch Kurt F. Officer (Senior Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.40 exercise price | 2008-03-13 | |
| 2007-11-15 | Virk Preetinder S. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.40 exercise price | 2007-11-19 | |
| 2007-11-15 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.40 exercise price | 2007-11-19 | |
| 2007-11-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.40 exercise price | 2007-11-19 | |
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.54 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.41 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.34 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.80 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.23 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.28 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.39 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Bajwa Najabat H. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.45 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Bajwa Najabat H. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.23 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Bajwa Najabat H. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.28 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | Bajwa Najabat H. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2007-11-05 | ||
| 2007-11-02 holding as of filing | Busch Kurt F. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.69 exercise price | 2007-11-02 | ||
| 2007-11-02 holding as of filing | Busch Kurt F. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2007-11-02 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.41 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.89 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.89 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.80 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.65 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.23 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.28 exercise price | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Morton Thomas O Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2007-10-04 | ||
| 2007-10-02 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.71 exercise price | 2007-10-04 | |
| 2007-06-06 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −121,395 0 owned after | $1.71 exercise price | 2007-06-08 | |
| 2007-05-17 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $2.12 exercise price | 2007-05-21 | |
| 2007-03-05 | STEAD JERRE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2007-03-07 | |
| 2007-03-05 | MADDEN THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2007-03-07 | |
| 2007-03-05 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2007-03-07 | |
| 2007-03-05 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2007-03-07 | |
| 2007-03-05 | Gips Donald H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2007-03-07 | |
| 2007-03-05 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2007-03-07 | |
| 2007-03-05 | BEALL DONALD R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2007-03-07 | |
| 2007-02-27 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,557 0 owned after | $1.71 exercise price | 2007-03-01 | |
| 2007-02-27 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139,438 0 owned after | $1.89 exercise price | 2007-03-01 | |
| 2007-02-27 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139,027 0 owned after | $1.00 exercise price | 2007-03-01 | |
| 2007-02-27 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,198 955,927 owned after | $1.80 exercise price | 2007-03-01 | |
| 2007-02-27 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,721 0 owned after | $1.00 exercise price | 2007-03-01 | |
| 2007-02-02 | YATES BRADLEY W Officer (Sr. V.P. & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $2.19 exercise price | 2007-02-05 | |
| 2007-02-02 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.19 exercise price | 2007-02-05 | |
| 2007-02-02 | NESBIT WAYNE K Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $2.19 exercise price | 2007-02-05 | |
| 2007-02-02 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $2.19 exercise price | 2007-02-05 | |
| 2007-02-02 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.19 exercise price | 2007-02-05 | |
| 2007-02-02 | Cormier Jay E Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $2.19 exercise price | 2007-02-05 | |
| 2007-02-02 | BIDDISCOMBE SIMON Officer (Sr. VP, CFO, Treasurer & Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $2.19 exercise price | 2007-02-05 | |
| 2007-02-01 | MEDREK THOMAS J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $2.19 exercise price | 2007-02-05 |