MINDSPEED TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-09: Reporting owner STITES THOMAS A; Form 4; Security Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2006-11-09: Reporting owner STITES THOMAS A; Form 4; Security Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2006-11-09: Reporting owner STITES THOMAS A; Form 4; Security Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2006-11-09: Reporting owner STITES THOMAS A; Form 4; Security Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-09 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −24,580 29,050 owned after | $1.89 exercise price | 2006-11-13 | |
| 2006-11-09 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −14,960 26,025 owned after | $1.80 exercise price | 2006-11-13 | |
| 2006-11-09 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,845 1,844 owned after | $4.41 exercise price | 2006-11-13 | |
| 2006-11-09 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,299 24,899 owned after | $1.80 exercise price | 2006-11-13 | |
| 2006-11-09 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,669 11,888 owned after | $2.36 exercise price | 2006-11-13 | |
| 2006-11-09 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,843 13,038 owned after | $2.36 exercise price | 2006-11-13 | |
| 2006-11-09 | STITES THOMAS A Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −162 161 owned after | $2.36 exercise price | 2006-11-13 | |
| 2006-08-07 holding as of filing | Hamilton Gerald J Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2006-08-07 | ||
| 2006-08-07 holding as of filing | Hamilton Gerald J Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.80 exercise price | 2006-08-07 | ||
| 2006-08-07 holding as of filing | Hamilton Gerald J Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2006-08-07 | ||
| 2006-08-07 holding as of filing | Hamilton Gerald J Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2006-08-07 | ||
| 2006-08-07 holding as of filing | Hamilton Gerald J Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.65 exercise price | 2006-08-07 | ||
| 2006-08-07 holding as of filing | Hamilton Gerald J Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.23 exercise price | 2006-08-07 | ||
| 2006-08-07 holding as of filing | Hamilton Gerald J Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.28 exercise price | 2006-08-07 | ||
| 2006-08-04 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.49 exercise price | 2006-08-08 | |
| 2006-04-07 | BIDDISCOMBE SIMON Officer (Sr. VP, CFO, Treasurer & Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 14,782 owned after | $1.80 exercise price | 2006-04-10 | |
| 2006-04-07 | BIDDISCOMBE SIMON Officer (Sr. VP, CFO, Treasurer & Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 9,782 owned after | $1.80 exercise price | 2006-04-10 | |
| 2006-04-06 | BIDDISCOMBE SIMON Officer (Sr. VP, CFO, Treasurer & Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,384 3,128 owned after | $1.00 exercise price | 2006-04-10 | |
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.41 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.89 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.80 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.36 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.65 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.23 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.71 exercise price | 2006-03-28 | ||
| 2006-03-28 holding as of filing | Burns Richard John Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.28 exercise price | 2006-03-28 | ||
| 2006-03-24 | Burns Richard John Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $3.73 exercise price | 2006-03-28 | |
| 2006-03-07 | STEAD JERRE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.38 exercise price | 2006-03-09 | |
| 2006-03-07 | MADDEN THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.38 exercise price | 2006-03-09 | |
| 2006-03-07 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.38 exercise price | 2006-03-09 | |
| 2006-03-07 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.38 exercise price | 2006-03-09 | |
| 2006-03-07 | Gips Donald H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.38 exercise price | 2006-03-09 | |
| 2006-03-07 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.38 exercise price | 2006-03-09 | |
| 2006-03-07 | BEALL DONALD R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.38 exercise price | 2006-03-09 | |
| 2006-02-21 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −206,857 0 owned after | $1.67 | 2006-02-23 | |
| 2006-02-14 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,712 47,000 owned after | $1.67 | 2006-02-16 | |
| 2006-02-14 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 35,000 owned after | $1.67 | 2006-02-16 | |
| 2006-02-14 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 20,000 owned after | $1.67 | 2006-02-16 | |
| 2006-02-14 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $1.67 | 2006-02-16 | |
| 2006-02-14 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.67 | 2006-02-16 | |
| 2006-02-09 | YATES BRADLEY W Officer (Sr. V.P. & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,343 15,000 owned after | $1.00 exercise price | 2006-02-10 | |
| 2006-02-09 | YATES BRADLEY W Officer (Sr. V.P. & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 11,500 owned after | $1.00 exercise price | 2006-02-10 | |
| 2006-02-09 | YATES BRADLEY W Officer (Sr. V.P. & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 0 owned after | $1.00 exercise price | 2006-02-10 | |
| 2006-01-04 | BEALL DONALD R Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −97,241 0 owned after | $1.82 exercise price | 2006-01-05 | |
| 2006-01-04 | BEALL DONALD R Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −652 0 owned after | $1.82 exercise price | 2006-01-05 | |
| 2006-01-04 | BEALL DONALD R Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,602 0 owned after | $1.89 exercise price | 2006-01-05 | |
| 2006-01-04 | BEALL DONALD R Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,150 7,150 owned after | $1.27 exercise price | 2006-01-05 |