MINDSPEED TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-17: Reporting owner Bajwa Najabat H.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-17: Reporting owner Bajwa Najabat H.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-17: Reporting owner Adas Abdelnaser; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-17: Reporting owner Adib Fared; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-17 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $3.96 exercise price | 2013-12-23 | |
| 2013-12-17 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,584 0 owned after | $4.36 exercise price | 2013-12-23 | |
| 2013-12-17 | Adas Abdelnaser Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,550 0 owned after | $4.37 exercise price | 2013-12-23 | |
| 2013-12-17 | Adib Fared Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.97 exercise price | 2013-12-23 | |
| 2013-12-17 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.05 exercise price | 2013-12-23 | |
| 2013-12-17 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.93 exercise price | 2013-12-23 | |
| 2013-12-17 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.73 exercise price | 2013-12-23 | |
| 2013-12-17 | MADDEN THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.05 exercise price | 2013-12-23 | |
| 2013-12-17 | MADDEN THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.93 exercise price | 2013-12-23 | |
| 2013-12-17 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.93 exercise price | 2013-12-23 | |
| 2013-12-17 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.05 exercise price | 2013-12-23 | |
| 2013-12-17 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.73 exercise price | 2013-12-23 | |
| 2013-12-17 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.93 exercise price | 2013-12-23 | |
| 2013-12-17 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.05 exercise price | 2013-12-23 | |
| 2013-12-17 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.73 exercise price | 2013-12-23 | |
| 2013-12-17 | CONRAD ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.73 exercise price | 2013-12-23 | |
| 2013-12-17 | Virk Preetinder S. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.89 exercise price | 2013-12-20 | |
| 2013-12-04 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.36 exercise price | 2013-12-05 | |
| 2013-11-27 | Steege Brandi R Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,168 0 owned after | $2.12 exercise price | 2013-12-02 | |
| 2013-11-27 | Steege Brandi R Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −167 0 owned after | $1.70 exercise price | 2013-12-02 | |
| 2013-11-27 | Steege Brandi R Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $4.37 exercise price | 2013-12-02 | |
| 2013-11-26 | STEAD JERRE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.05 exercise price | 2013-11-27 | |
| 2013-11-26 | STEAD JERRE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.93 exercise price | 2013-11-27 | |
| 2013-11-22 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −103,125 0 owned after | $3.87 exercise price | 2013-11-26 | |
| 2013-11-22 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,990 0 owned after | $2.12 exercise price | 2013-11-26 | |
| 2013-11-22 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $4.36 exercise price | 2013-11-26 | |
| 2013-05-14 | Adib Fared Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.97 | 2013-05-16 | |
| 2013-02-13 holding as of filing | Virk Preetinder S. Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.89 exercise price | 2013-02-13 | ||
| 2013-02-13 holding as of filing | Adas Abdelnaser Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.28 exercise price | 2013-02-13 | ||
| 2013-02-13 holding as of filing | Adas Abdelnaser Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.50 exercise price | 2013-02-13 | ||
| 2013-02-13 holding as of filing | Adas Abdelnaser Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.68 exercise price | 2013-02-13 | ||
| 2013-02-13 holding as of filing | Adas Abdelnaser Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.73 exercise price | 2013-02-13 | ||
| 2013-02-13 holding as of filing | Adas Abdelnaser Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.03 exercise price | 2013-02-13 | ||
| 2013-02-13 holding as of filing | Adas Abdelnaser Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.97 exercise price | 2013-02-13 | ||
| 2013-02-13 holding as of filing | Adas Abdelnaser Officer (Senior Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.37 exercise price | 2013-02-13 | ||
| 2013-02-12 | STEAD JERRE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.73 exercise price | 2013-02-14 | |
| 2013-02-12 | MADDEN THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.73 exercise price | 2013-02-14 | |
| 2013-02-12 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.73 exercise price | 2013-02-14 | |
| 2013-02-12 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.73 exercise price | 2013-02-14 | |
| 2013-02-12 | CONRAD ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.73 exercise price | 2013-02-14 | |
| 2013-02-12 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.73 exercise price | 2013-02-14 | |
| 2013-02-12 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,002 0 owned after | $2.12 exercise price | 2013-02-13 | |
| 2013-02-08 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −434 0 owned after | $1.70 exercise price | 2013-02-11 | |
| 2013-02-08 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 0 owned after | $2.12 exercise price | 2013-02-11 |