MINDSPEED TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-20: Reporting owner Mankar Anil Shamrao; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-20: Reporting owner Johnsen Bret W; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-20: Reporting owner Hamilton Gerald J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-20: Reporting owner HALIM RAOUF Y; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-20 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | Johnsen Bret W Officer (Sr. VP, CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-11-20 | MEDREK THOMAS J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.36 exercise price | 2009-11-24 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,287 0 owned after | $11.79 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −965 0 owned after | $11.79 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,072 0 owned after | $5.02 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,900 0 owned after | $13.25 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $11.40 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $16.15 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $10.95 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +367 367 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275 642 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +389 389 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,088 1,088 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +666 666 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +857 857 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,430 0 owned after | $11.79 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,609 0 owned after | $11.79 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −425 0 owned after | $22.03 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,860 0 owned after | $4.85 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +459 459 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +408 408 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56 56 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,040 1,040 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $13.45 exercise price | 2009-05-19 | |
| 2009-05-15 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,600 0 owned after | $10.95 exercise price | 2009-05-19 | |
| 2009-05-15 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,777 1,777 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,300 1,300 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $17.25 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,800 0 owned after | $11.40 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 0 owned after | $16.15 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,600 0 owned after | $10.95 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320 320 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +514 514 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,300 1,300 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-05-15 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $10.60 exercise price | 2009-05-19 | |
| 2009-05-15 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.70 exercise price | 2009-05-19 | |
| 2009-04-30 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | Johnsen Bret W Officer (Sr. VP, CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | MEDREK THOMAS J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-04-30 | Morton Thomas O Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.12 exercise price | 2009-05-04 | |
| 2009-03-10 | STEAD JERRE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.93 exercise price | 2009-03-11 | |
| 2009-03-10 | MADDEN THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.93 exercise price | 2009-03-11 | |
| 2009-03-10 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.93 exercise price | 2009-03-11 | |
| 2009-03-10 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.93 exercise price | 2009-03-11 | |
| 2009-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.93 exercise price | 2009-03-11 |