MAINSOURCE FINANCIAL GROUP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-22: Reporting owner BROWN ARCHIE M JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-16: Reporting owner BROWN ARCHIE M JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-15: Reporting owner BROWN ARCHIE M JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-09: Reporting owner ANDERSON JAMES M; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-22 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,000 0 owned after | $5.40 exercise price | 2016-11-23 | |
| 2016-11-16 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $5.40 exercise price | 2016-11-17 | |
| 2016-11-15 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,420 5,580 owned after | $17.92 exercise price | 2016-11-17 | |
| 2016-11-09 | ANDERSON JAMES M Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $17.01 exercise price | 2016-11-14 | |
| 2016-11-09 | HARRISON CHRIS M Officer (EVP, Consumer Banking) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $17.01 exercise price | 2016-11-14 | |
| 2016-08-25 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 11,500 owned after | $5.40 exercise price | 2016-08-26 | |
| 2016-02-19 | Hines D J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 0 owned after | $18.04 exercise price | 2016-02-19 | |
| 2016-02-18 | ANDERSON JAMES M Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,625 0 owned after | $18.04 exercise price | 2016-02-19 | |
| 2016-02-15 | BARRON WILLIAM G Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 0 owned after | $18.04 exercise price | 2016-03-14 | |
| 2016-02-15 | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 0 owned after | $18.04 exercise price | 2016-02-16 | |
| 2016-02-15 | Tressler Daryl R Officer (President/CEO Lead Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 0 owned after | $18.04 exercise price | 2016-02-16 | |
| 2016-02-12 | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 0 owned after | $18.04 exercise price | 2016-02-16 | |
| 2016-02-12 | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $17.01 exercise price | 2016-02-16 |