MAINSOURCE FINANCIAL GROUP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-30: Reporting owner Goodwin William J.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-24: Reporting owner HOPTRY ROBERT E; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2009-02-24: Reporting owner HOPTRY ROBERT E; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2009-02-24: Reporting owner HOPTRY ROBERT E; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-30 | Goodwin William J. Officer (Sr VP, Chief Credit Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.31 exercise price | 2009-04-01 | |
| 2009-02-24 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Hines D J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Hines D J Director | 4 | Stock Option (right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Smith Jeffrey Collin Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,250 owned after | $17.81 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Smith Jeffrey Collin Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 6,078 owned after | $13.36 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 4,134 owned after | $21.20 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 4,200 owned after | $20.57 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | BROWN ARCHIE M JR Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 25,000 owned after | $17.92 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,481 owned after | $21.20 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,625 owned after | $20.57 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,625 owned after | $18.04 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $17.01 exercise price | 2009-02-24 | |
| 2009-02-23 | HARRISON CHRIS M Officer (EVP, Consumer Banking) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,267 0 owned after | $5.40 exercise price | 2017-02-08 | |
| 2009-02-23 | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | Hines D J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | Smith Jeffrey Collin Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,611 10,611 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | BROWN ARCHIE M JR Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-02-23 | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.40 exercise price | 2009-02-24 | |
| 2009-01-20 holding as of filing | Bullard Jennifer Lynne Officer (VP & Director of HR) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $18.04 exercise price | 2009-01-20 | ||
| 2009-01-20 holding as of filing | Bullard Jennifer Lynne Officer (VP & Director of HR) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $17.01 exercise price | 2009-01-20 |