MAINSOURCE FINANCIAL GROUP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-07: Reporting owner HARRISON CHRIS M; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-03: Reporting owner Tressler Daryl R; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-03: Reporting owner Goodwin William J.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-03: Reporting owner HARRISON CHRIS M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-07 | HARRISON CHRIS M Officer (EVP, Consumer Banking) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,513 0 owned after | $16.08 exercise price | 2018-02-08 | |
| 2014-02-03 | Tressler Daryl R Officer (President/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,827 4,827 owned after | $16.08 exercise price | 2015-02-04 | |
| 2014-02-03 | Goodwin William J. Officer (Exec VP, Chief Credit Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,766 3,766 owned after | $16.08 exercise price | 2015-02-04 | |
| 2014-02-03 | HARRISON CHRIS M Officer (SVP Consumer Banking) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,513 2,513 owned after | $16.08 exercise price | 2015-02-04 | |
| 2014-02-03 | ANDERSON JAMES M Officer (EVP and CFO) | 4 | Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,766 3,766 owned after | $16.08 exercise price | 2015-02-04 | |
| 2014-02-03 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4/A | Stock Option (right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,287 10,287 owned after | $16.08 exercise price | 2015-02-03 |