MAINSOURCE FINANCIAL GROUP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-04-01: Reporting owner ANDERSON JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-04-01: Reporting owner ANDERSON JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-04-01: Reporting owner BROWN ARCHIE M JR; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-03-27: Reporting owner Hines D J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-04-01 | ANDERSON JAMES M Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,566 0 owned after | $13.67 exercise price | 2018-04-03 | |
| 2018-04-01 | ANDERSON JAMES M Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,766 0 owned after | $16.08 exercise price | 2018-04-03 | |
| 2018-04-01 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,287 0 owned after | $16.08 exercise price | 2018-04-03 | |
| 2018-03-27 | Hines D J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.40 exercise price | 2018-03-28 |