MAINSOURCE FINANCIAL GROUP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-03-27: Reporting owner BROWN ARCHIE M JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-03-27: Reporting owner BROWN ARCHIE M JR; Form 4; Security Employee stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-17: Reporting owner ANDERSON JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-17: Reporting owner Goodwin William J.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-03-27 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,580 0 owned after | $17.92 exercise price | 2017-03-28 | |
| 2017-03-27 | BROWN ARCHIE M JR Director, Officer (Chairman, President and CEO) | 4 | Employee stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,008 0 owned after | $13.67 exercise price | 2017-03-28 | |
| 2017-02-17 | ANDERSON JAMES M Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $5.40 exercise price | 2017-02-22 | |
| 2017-02-17 | Goodwin William J. Officer (Exec VP, Chief Credit Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,566 0 owned after | $13.67 exercise price | 2017-02-22 | |
| 2017-02-17 | Goodwin William J. Officer (Exec VP, Chief Credit Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,259 1,507 owned after | $16.08 exercise price | 2017-02-22 | |
| 2017-02-02 | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $17.01 exercise price | 2017-02-02 |