LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-11: Reporting owner PLOQUIN BERTRAND; Form 4; Security Option to Buy; Transaction Holding.
- 2007-12-11: Reporting owner FRANKS BILLY W JR; Form 4; Security Option to Buy; Transaction Holding.
- 2007-12-11: Reporting owner ESTEY MONA G; Form 4; Security Option to Buy; Transaction Holding.
- 2007-12-11: Reporting owner TREMBLAY MARY A; Form 4; Security Option to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-11 holding as of filing | PLOQUIN BERTRAND Officer (Managing Director) | 4 | Option to Buy Derivative · Direct | Holding | 51,750 owned after | no price filed | 2007-12-11 | |
| 2007-12-11 holding as of filing | FRANKS BILLY W JR Officer (Group President) | 4 | Option to Buy Derivative · Direct | Holding | 66,880 owned after | no price filed | 2007-12-11 | |
| 2007-12-11 holding as of filing | ESTEY MONA G Officer (VP - Human Resources) | 4 | Option to Buy Derivative · Direct | Holding | 45,000 owned after | no price filed | 2007-12-11 | |
| 2007-12-11 holding as of filing | TREMBLAY MARY A Officer (VP,General Counsel & Secretary) | 4 | Option to Buy Derivative · Direct | Holding | 42,500 owned after | no price filed | 2007-12-11 | |
| 2007-12-03 | BARNHART DALE G Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 34,000 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | BYRD RANDALL L Officer (President, N.A. Automotive) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 25,500 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | PLOQUIN BERTRAND Officer (Managing Director) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 52,250 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | LAUGHLAN JAMES V Officer (Controller) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 4,150 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | INGRAM DRURY E Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 4,250 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | FERRIS PETER V Officer (President, Charter Medical Ltd) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 12,000 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | SMITH THOMAS P Officer (V.P.- CFO & Treasurer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 74,000 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 48,500 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | TREMBLAY MARY A Officer (VP,General Counsel & Secretary) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 46,000 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-12-03 | LONGE KEVIN T Officer (VP, General Manager) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 28,250 owned after | $9.70 exercise price | 2007-12-05 | |
| 2007-10-24 | BARNHART DALE G Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $11.12 exercise price | 2007-10-25 | |
| 2007-05-15 | TREMBLAY MARY A Officer (VP,General Counsel & Secretary) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 47,000 owned after | $7.19 exercise price | 2007-05-16 | |
| 2007-05-15 | TREMBLAY MARY A Officer (VP,General Counsel & Secretary) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 43,000 owned after | $9.88 exercise price | 2007-05-16 | |
| 2007-05-14 | INGRAM DRURY E Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 10,250 owned after | $11.19 exercise price | 2007-05-16 | |
| 2007-05-14 | INGRAM DRURY E Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 9,500 owned after | $9.88 exercise price | 2007-05-16 | |
| 2007-05-14 | INGRAM DRURY E Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 8,500 owned after | $9.85 exercise price | 2007-05-16 | |
| 2007-05-14 | INGRAM DRURY E Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,500 owned after | $11.46 exercise price | 2007-05-16 | |
| 2007-05-14 | INGRAM DRURY E Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 4,000 owned after | $11.08 exercise price | 2007-05-16 | |
| 2007-05-14 | INGRAM DRURY E Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 3,250 owned after | $7.65 exercise price | 2007-05-16 | |
| 2007-05-01 | LONGE KEVIN T Officer (VP, General Manager) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,975 29,025 owned after | $11.08 exercise price | 2007-05-03 | |
| 2007-05-01 | LONGE KEVIN T Officer (VP, General Manager) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,025 20,000 owned after | $11.08 exercise price | 2007-05-03 | |
| 2007-05-01 | LONGE KEVIN T Officer (VP, General Manager) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 16,250 owned after | $7.65 exercise price | 2007-05-03 | |
| 2007-04-26 | BURDETT KATHLEEN Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 19,300 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | BURDETT KATHLEEN Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,839 21,139 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | GURLEY WILLIAM D Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 12,650 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | GURLEY WILLIAM D Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,839 14,489 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | DUFFY W LESLIE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 30,938 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | DUFFY W LESLIE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,839 32,777 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | ASSEO LEE A Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 10,300 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | ASSEO LEE A Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,839 12,139 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | FARRELL MATTHEW Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 19,300 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | FARRELL MATTHEW Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,839 21,139 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | SODERSTROM S CARL JR Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 19,300 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | SODERSTROM S CARL JR Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,839 21,139 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | HAMMETT SUZANNE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 29,963 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-04-26 | HAMMETT SUZANNE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,839 31,802 owned after | $18.13 exercise price | 2007-04-27 | |
| 2007-03-05 | FRANKS BILLY W JR Officer (Group President) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 103,750 owned after | $7.65 exercise price | 2007-03-06 | |
| 2007-03-05 | FRANKS BILLY W JR Officer (Group President) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,575 86,175 owned after | $9.85 exercise price | 2007-03-06 | |
| 2007-03-05 | FRANKS BILLY W JR Officer (Group President) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,795 74,380 owned after | $9.88 exercise price | 2007-03-06 | |
| 2007-02-21 | LAUGHLAN JAMES V Officer (Controller) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 3,150 owned after | $7.65 exercise price | 2007-02-23 | |
| 2007-02-15 holding as of filing | INGRAM DRURY E Officer (Director of Internal Audit) | 3 | Option to Buy Derivative · Direct | Holding | $11.19 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | INGRAM DRURY E Officer (Director of Internal Audit) | 3 | Option to Buy Derivative · Direct | Holding | $9.88 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | INGRAM DRURY E Officer (Director of Internal Audit) | 3 | Option to Buy Derivative · Direct | Holding | $9.85 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | INGRAM DRURY E Officer (Director of Internal Audit) | 3 | Option to Buy Derivative · Direct | Holding | $11.46 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | INGRAM DRURY E Officer (Director of Internal Audit) | 3 | Option to Buy Derivative · Direct | Holding | $11.08 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | INGRAM DRURY E Officer (Director of Internal Audit) | 3 | Option to Buy Derivative · Direct | Holding | $7.65 exercise price | 2007-02-15 | ||
| 2007-02-15 holding as of filing | INGRAM DRURY E Officer (Director of Internal Audit) | 3 | Option to Buy Derivative · Direct | Holding | $10.87 exercise price | 2007-02-15 | ||
| 2007-01-09 holding as of filing | DUFFY W LESLIE Director | 5 | Option to Buy Derivative · Direct | Holding | 30,613 owned after | no price filed | 2007-01-09 | |
| 2007-01-09 holding as of filing | ASSEO LEE A Director | 5 | Option to Buy Derivative · Direct | Holding | 9,975 owned after | no price filed | 2007-01-09 |