LUBRIZOL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-30: Reporting owner Taylor Gregory D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-29: Reporting owner KIRK STEPHEN F; Form 4/A; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-29: Reporting owner KIRK STEPHEN F; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-29: Reporting owner KIRK STEPHEN F; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-30 | Taylor Gregory D Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $28.13 exercise price | 2007-12-04 | |
| 2007-11-29 | KIRK STEPHEN F Officer (Senior Vice President) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,100 15,100 owned after | $43.07 exercise price | 2007-12-11 | |
| 2007-11-29 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,100 0 owned after | $43.07 exercise price | 2007-12-03 | |
| 2007-11-29 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,672 0 owned after | $34.08 exercise price | 2007-12-03 | |
| 2007-11-29 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,390 0 owned after | $30.18 exercise price | 2007-12-03 | |
| 2007-11-28 | REYNOLDS LESLIE M Officer (Corporate Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −339 0 owned after | $30.18 exercise price | 2007-11-29 | |
| 2007-11-27 | BAUER JOSEPH W Officer (Vice Pres. & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $37.78 exercise price | 2007-11-28 | |
| 2007-11-14 | MADAR WILLIAM P Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2007-11-15 | |
| 2007-11-14 | MADAR WILLIAM P Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $26.84 exercise price | 2007-11-15 | |
| 2007-11-14 | MADAR WILLIAM P Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $25.72 exercise price | 2007-11-15 | |
| 2007-11-14 | HARNETT GORDON D Director | 4 | Director Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $37.22 exercise price | 2007-11-15 | |
| 2007-06-14 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $28.13 exercise price | 2007-06-18 | |
| 2007-05-23 | FARMER FOREST J SR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.68 exercise price | 2007-05-24 | |
| 2007-05-23 | FARMER FOREST J SR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 1,500 owned after | $33.45 exercise price | 2007-05-24 | |
| 2007-05-23 | FARMER FOREST J SR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $30.40 exercise price | 2007-05-24 | |
| 2007-05-02 | COOLEY CHARLES P Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $29.88 exercise price | 2007-05-04 | |
| 2007-05-02 | COOLEY CHARLES P Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,695 0 owned after | $28.13 exercise price | 2007-05-04 | |
| 2007-05-02 | COOLEY CHARLES P Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 13,000 owned after | $30.37 exercise price | 2007-05-04 | |
| 2007-04-13 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $34.08 exercise price | 2007-04-16 | |
| 2007-04-13 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $34.08 exercise price | 2007-04-16 | |
| 2007-04-13 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $34.08 exercise price | 2007-04-16 | |
| 2007-03-21 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,308 0 owned after | $34.08 exercise price | 2007-03-22 | |
| 2007-03-12 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 0 owned after | $30.37 exercise price | 2007-03-13 | |
| 2007-03-12 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,700 0 owned after | $30.37 exercise price | 2007-03-13 | |
| 2007-03-12 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,700 800 owned after | $30.37 exercise price | 2007-03-13 | |
| 2007-03-02 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 400 owned after | $30.37 exercise price | 2007-03-06 | |
| 2007-03-02 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $37.78 exercise price | 2007-03-06 | |
| 2007-02-26 | BLUMBERG JERALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2007-02-27 | |
| 2007-02-26 | BLUMBERG JERALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $33.45 exercise price | 2007-02-27 | |
| 2007-02-26 | BLUMBERG JERALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.68 exercise price | 2007-02-27 | |
| 2007-02-26 | BLUMBERG JERALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 625 owned after | $30.18 exercise price | 2007-02-27 | |
| 2007-02-22 holding as of filing | Taylor Gregory D Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $28.13 exercise price | 2007-02-22 | ||
| 2007-02-22 holding as of filing | Taylor Gregory D Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $30.37 exercise price | 2007-02-22 | ||
| 2007-02-22 holding as of filing | Taylor Gregory D Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $30.37 exercise price | 2007-02-22 | ||
| 2007-02-22 holding as of filing | Taylor Gregory D Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $34.08 exercise price | 2007-02-22 | ||
| 2007-02-22 holding as of filing | Taylor Gregory D Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $30.34 exercise price | 2007-02-22 | ||
| 2007-02-22 holding as of filing | Taylor Gregory D Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $30.18 exercise price | 2007-02-22 | ||
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $37.22 exercise price | 2007-02-22 | |
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $26.84 exercise price | 2007-02-22 | |
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $25.72 exercise price | 2007-02-22 | |
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2007-02-22 | |
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2007-02-22 | |
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $33.45 exercise price | 2007-02-22 | |
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.68 exercise price | 2007-02-22 | |
| 2007-02-21 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 625 owned after | $30.18 exercise price | 2007-02-22 | |
| 2007-02-20 | BAUER JOSEPH W Officer (VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,300 13,300 owned after | $53.07 exercise price | 2007-02-22 | |
| 2007-02-20 | Taylor Gregory D Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,600 7,600 owned after | $53.07 exercise price | 2007-02-22 | |
| 2007-02-20 | MEISTER MARK W Officer (Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $53.07 exercise price | 2007-02-22 | |
| 2007-02-20 | COOLEY CHARLES P Officer (Senior Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,900 24,900 owned after | $53.07 exercise price | 2007-02-22 | |
| 2007-02-20 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,500 21,500 owned after | $53.07 exercise price | 2007-02-22 | |
| 2007-02-20 | Saunier Patrick H Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,800 8,800 owned after | $53.07 exercise price | 2007-02-22 | |
| 2007-02-20 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,600 21,600 owned after | $53.07 exercise price | 2007-02-22 | |
| 2007-02-16 | MADAR WILLIAM P Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $37.22 exercise price | 2007-02-20 | |
| 2007-02-13 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $34.08 exercise price | 2007-02-15 | |
| 2007-02-12 | SOMERS DANIEL E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $33.45 exercise price | 2007-02-13 | |
| 2007-02-12 | SOMERS DANIEL E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.68 exercise price | 2007-02-13 | |
| 2007-02-12 | SOMERS DANIEL E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 625 owned after | $30.18 exercise price | 2007-02-13 |