LUBRIZOL CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-16: Reporting owner SCHNUR ERIC R; Form 4; Security Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-16: Reporting owner HAMBRICK JAMES L; Form 4; Security Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-16: Reporting owner Saunier Patrick H; Form 4; Security Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-16: Reporting owner LEWIS GREGORY R; Form 4; Security Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | SCHNUR ERIC R Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −264 0 owned after | $135.00 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,666 0 owned after | $135.00 | 2011-09-19 | |
| 2011-09-16 | Saunier Patrick H Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,018 0 owned after | $135.00 | 2011-09-19 | |
| 2011-09-16 | LEWIS GREGORY R Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −123 0 owned after | $135.00 | 2011-09-19 | |
| 2011-09-16 | NORWOOD LARRY D Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,056 0 owned after | $135.00 | 2011-09-19 | |
| 2011-09-16 | KIRK STEPHEN F Officer (SVP & COO) | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,631 0 owned after | $135.00 | 2011-09-19 | |
| 2011-09-16 | Graf Robert Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −271 0 owned after | $135.00 | 2011-09-19 | |
| 2011-03-11 | SCHNUR ERIC R Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148 263 owned after | $105.44 | 2011-03-15 | |
| 2010-03-12 | SCHNUR ERIC R Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113 113 owned after | $87.50 | 2010-03-16 | |
| 2010-03-12 | Graf Robert Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +264 264 owned after | $87.50 | 2010-03-16 | |
| 2009-05-01 | Saunier Patrick H Officer (VP) | 4 | Phantom Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3 1,940 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | MEISTER MARK W Officer (VP) | 4 | Phantom Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 649 owned after | $0.00 | 2009-05-05 | |
| 2009-05-01 | KIRK STEPHEN F Officer (VP & COO) | 4 | Phantom Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10 2,530 owned after | $0.00 | 2009-05-05 | |
| 2009-03-13 | Saunier Patrick H Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +423 1,940 owned after | $29.46 | 2009-03-20 | |
| 2009-03-13 | BAUER JOSEPH W Officer (VP & General Counsel) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +739 1,949 owned after | $29.46 | 2009-03-20 | |
| 2009-03-02 | Saunier Patrick H Officer (Vice President) | 4 | Phantom Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296 1,500 owned after | $0.00 | 2009-03-04 | |
| 2009-03-02 | MEISTER MARK W Officer (Vice President) | 4 | Phantom Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −207 642 owned after | $0.00 | 2009-03-04 | |
| 2009-03-02 | KIRK STEPHEN F Officer (VP & COO) | 4 | Phantom Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −872 2,501 owned after | $0.00 | 2009-03-04 | |
| 2008-10-03 holding as of filing | NORWOOD LARRY D Officer (Corporate Vice President) | 3 | Phantom Shares Derivative · Direct | Holding | no price filed | 2008-10-03 | ||
| 2008-10-02 holding as of filing | LEWIS GREGORY R Officer (Corporate Vice President) | 3 | Phantom Shares Derivative · Direct | Holding | no price filed | 2008-10-02 | ||
| 2008-04-01 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $0.00 | 2008-04-02 | |
| 2008-02-29 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,907 1,907 owned after | $58.30 | 2008-03-03 | |
| 2008-02-29 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +702 702 owned after | $58.30 | 2008-03-03 | |
| 2008-02-29 | BAUER JOSEPH W Officer (VP & General Counsel) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +633 633 owned after | $58.30 | 2008-03-03 | |
| 2007-04-02 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $0.00 | 2007-04-03 | |
| 2007-03-02 | BAUER JOSEPH W Officer (VP and General Counsel) | 4/A | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +529 529 owned after | $51.24 | 2007-03-06 | |
| 2007-03-02 | MEISTER MARK W Officer (VP and Chief Ethics Officer) | 4/A | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209 209 owned after | $51.24 | 2007-03-06 | |
| 2007-03-02 | WANSTREET JOANNE Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +509 509 owned after | $51.24 | 2007-03-06 | |
| 2007-03-02 | Saunier Patrick H Officer (Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 659 owned after | $51.24 | 2007-03-06 | |
| 2007-03-02 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,225 5,225 owned after | $51.24 | 2007-03-06 | |
| 2007-03-02 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,532 1,532 owned after | $51.24 | 2007-03-06 | |
| 2006-04-03 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $0.00 | 2006-04-03 | |
| 2006-03-03 | Saunier Patrick H Officer (Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +278 278 owned after | $43.65 | 2006-03-07 | |
| 2006-03-03 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195 195 owned after | $43.65 | 2006-03-07 | |
| 2006-03-03 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +819 819 owned after | $43.65 | 2006-03-07 | |
| 2006-03-03 | BOGUS DONALD W Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,415 1,415 owned after | $43.65 | 2006-03-07 | |
| 2006-03-03 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,688 4,688 owned after | $43.65 | 2006-03-07 |