LUBRIZOL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-29: Reporting owner FARMER FOREST J SR; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-29: Reporting owner FARMER FOREST J SR; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-29: Reporting owner WANSTREET JOANNE; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-29: Reporting owner WANSTREET JOANNE; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-29 | FARMER FOREST J SR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $37.22 exercise price | 2006-11-30 | |
| 2006-11-29 | FARMER FOREST J SR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,000 owned after | $30.40 exercise price | 2006-11-30 | |
| 2006-11-29 | WANSTREET JOANNE Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $30.37 exercise price | 2006-11-30 | |
| 2006-11-29 | WANSTREET JOANNE Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $34.08 exercise price | 2006-11-30 | |
| 2006-11-29 | WANSTREET JOANNE Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $30.34 exercise price | 2006-11-30 | |
| 2006-11-29 | WANSTREET JOANNE Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Indirect · Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 150 owned after | $30.18 exercise price | 2006-11-30 | |
| 2006-11-20 | BAUER JOSEPH W Officer (Vice President & General Couns) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,500 owned after | $34.08 exercise price | 2006-11-21 | |
| 2006-11-20 | BAUER JOSEPH W Officer (Vice President & General Couns) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $33.75 exercise price | 2006-11-21 | |
| 2006-11-17 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.34 exercise price | 2006-11-20 | |
| 2006-11-16 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $37.78 exercise price | 2006-11-20 | |
| 2006-11-09 | COOLEY CHARLES P Officer (Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $38.25 exercise price | 2006-11-13 | |
| 2006-11-09 | VAVRUSKA JEFFREY A Officer (Chief Tax Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 1,000 owned after | $33.14 exercise price | 2006-11-13 | |
| 2006-11-07 | REYNOLDS LESLIE M Officer (Corporate Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $37.78 exercise price | 2006-11-09 | |
| 2006-11-06 | BLUMBERG JERALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $26.84 exercise price | 2006-11-07 | |
| 2006-11-06 | BLUMBERG JERALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $25.72 exercise price | 2006-11-07 | |
| 2006-11-06 | BLUMBERG JERALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2006-11-07 | |
| 2006-11-03 | HARNETT GORDON D Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,000 0 owned after | $31.88 exercise price | 2006-11-06 | |
| 2006-10-23 | MEISTER MARK W Officer (VP & Chief Ethics Officers) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,500 owned after | $30.37 exercise price | 2006-10-24 | |
| 2006-10-10 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,500 owned after | $30.37 exercise price | 2006-10-11 | |
| 2006-09-26 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,500 owned after | $30.37 exercise price | 2006-09-28 | |
| 2006-08-18 | MILLER PEGGY GORDON Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $31.88 exercise price | 2006-08-21 | |
| 2006-08-17 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 625 owned after | $30.18 exercise price | 2006-08-17 | |
| 2006-08-17 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2006-08-17 | |
| 2006-08-17 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $33.45 exercise price | 2006-08-17 | |
| 2006-08-07 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,986 1,014 owned after | $30.37 exercise price | 2006-08-09 | |
| 2006-08-07 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,014 0 owned after | $30.37 exercise price | 2006-08-09 | |
| 2006-08-02 | REYNOLDS LESLIE M Officer (Corporate Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $33.75 exercise price | 2006-08-04 | |
| 2006-08-01 | SOMERS DANIEL E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2006-08-02 | |
| 2006-05-18 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $37.22 exercise price | 2006-05-22 | |
| 2006-05-18 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2006-05-22 | |
| 2006-05-18 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $25.72 exercise price | 2006-05-22 | |
| 2006-05-18 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 0 owned after | $30.68 exercise price | 2006-05-22 | |
| 2006-05-18 | HAYNES VICTORIA F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 0 owned after | $30.68 exercise price | 2006-05-22 | |
| 2006-05-01 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $30.37 exercise price | 2006-05-02 | |
| 2006-04-26 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,797 0 owned after | $30.18 exercise price | 2006-04-27 | |
| 2006-04-26 | MEISTER MARK W Officer (VP & Chief Ethics Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $30.37 exercise price | 2006-04-27 | |
| 2006-02-22 | SOMERS DANIEL E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $25.72 exercise price | 2006-02-22 | |
| 2006-02-22 | SOMERS DANIEL E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2006-02-22 | |
| 2006-02-17 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,410 0 owned after | $28.13 exercise price | 2006-02-21 | |
| 2006-02-17 | KIRK STEPHEN F Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 18,000 owned after | $30.37 exercise price | 2006-02-21 | |
| 2006-02-14 | WANSTREET JOANNE Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $33.75 exercise price | 2006-02-16 | |
| 2006-02-14 | WANSTREET JOANNE Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $30.06 exercise price | 2006-02-16 | |
| 2006-02-10 | MADAR WILLIAM P Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $31.88 exercise price | 2006-02-14 | |
| 2006-02-10 | MADAR WILLIAM P Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,720 0 owned after | $30.18 exercise price | 2006-02-14 | |
| 2006-02-10 | MITSCH RONALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $37.22 exercise price | 2006-02-14 | |
| 2006-02-10 | MITSCH RONALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $25.72 exercise price | 2006-02-14 | |
| 2006-02-10 | MITSCH RONALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $30.40 exercise price | 2006-02-14 | |
| 2006-02-10 | MITSCH RONALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $27.63 exercise price | 2006-02-14 | |
| 2006-02-10 | MITSCH RONALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $31.88 exercise price | 2006-02-14 | |
| 2006-02-10 | MITSCH RONALD A Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $26.84 exercise price | 2006-02-14 | |
| 2006-02-10 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 0 owned after | $30.06 exercise price | 2006-02-14 | |
| 2006-02-10 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $33.75 exercise price | 2006-02-14 | |
| 2006-02-10 | HARNETT GORDON D Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $27.63 exercise price | 2006-02-14 | |
| 2006-02-10 | REYNOLDS LESLIE M Officer (Corporate Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $28.13 exercise price | 2006-02-14 |