LUBRIZOL CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-06: Reporting owner SCHNUR ERIC R; Form 4; Security Non-Qualified Stock (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-02-22: Reporting owner Saunier Patrick H; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-02-22: Reporting owner Saunier Patrick H; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-02-22: Reporting owner KIRK STEPHEN F; Form 4; Security Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-06 | SCHNUR ERIC R Officer (Vice President) | 4 | Non-Qualified Stock (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 8,700 owned after | $27.77 exercise price | 2010-10-08 | |
| 2010-02-22 | Saunier Patrick H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $30.18 exercise price | 2010-02-24 | |
| 2010-02-22 | Saunier Patrick H Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $30.34 exercise price | 2010-02-24 | |
| 2010-02-22 | KIRK STEPHEN F Officer (SVP & COO) | 4 | Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,400 0 owned after | $53.07 exercise price | 2010-02-23 | |
| 2009-11-18 | Saunier Patrick H Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $34.08 exercise price | 2009-11-20 | |
| 2009-08-25 | Saunier Patrick H Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $30.37 exercise price | 2009-08-27 | |
| 2009-08-25 | Saunier Patrick H Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $30.70 exercise price | 2009-08-27 | |
| 2009-07-20 | Saunier Patrick H Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $27.88 exercise price | 2009-07-22 | |
| 2008-02-29 | Saunier Patrick H Officer (Vice President) | 4 | Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +799 799 owned after | $58.30 | 2008-03-03 | |
| 2007-05-16 | Saunier Patrick H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 500 owned after | $37.69 exercise price | 2007-05-17 | |
| 2007-02-20 | HAMBRICK JAMES L Officer (Chairman, President & CEO) | 4 | Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,300 102,300 owned after | $53.07 exercise price | 2007-02-22 |