LUBRIZOL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-16: Reporting owner SCHNUR ERIC R; Form 4; Security Nonqualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-16: Reporting owner SCHNUR ERIC R; Form 4; Security Nonqualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-16: Reporting owner SCHNUR ERIC R; Form 4; Security Nonqualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-09-16: Reporting owner Taylor Gregory D; Form 4; Security Nonqualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | SCHNUR ERIC R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | SCHNUR ERIC R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,100 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | SCHNUR ERIC R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,700 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,200 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,800 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,100 0 owned after | $76.55 | 2011-09-19 | |
| 2011-09-16 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,600 0 owned after | $81.93 | 2011-09-19 | |
| 2011-09-16 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $95.56 | 2011-09-19 | |
| 2011-09-16 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $100.93 | 2011-09-19 | |
| 2011-09-16 | Sheets Daniel L Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,600 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | Sheets Daniel L Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,100 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | Sheets Daniel L Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,850 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,100 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43,200 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −204,800 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −119,900 0 owned after | $76.55 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −102,300 0 owned after | $81.93 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −143,700 0 owned after | $91.94 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −163,900 0 owned after | $95.56 | 2011-09-19 | |
| 2011-09-16 | HAMBRICK JAMES L Director, Officer (Chairman, President and CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,500 0 owned after | $100.93 | 2011-09-19 | |
| 2011-09-16 | Saunier Patrick H Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,400 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | Saunier Patrick H Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | Saunier Patrick H Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | LEWIS GREGORY R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,100 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | LEWIS GREGORY R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | LEWIS GREGORY R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | NORWOOD LARRY D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,600 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | NORWOOD LARRY D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,100 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | NORWOOD LARRY D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,700 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | KIRK STEPHEN F Officer (SVP & COO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,100 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | KIRK STEPHEN F Officer (SVP & COO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,900 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | KIRK STEPHEN F Officer (SVP & COO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,400 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | KIRK STEPHEN F Officer (SVP & COO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,850 0 owned after | $76.55 | 2011-09-19 | |
| 2011-09-16 | Graf Robert Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,200 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | Graf Robert Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,700 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | Graf Robert Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | DAY SUZANNE F. Officer (VP and General Counsel) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,800 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | DAY SUZANNE F. Officer (VP and General Counsel) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $104.83 | 2011-09-19 | |
| 2011-09-16 | DAY SUZANNE F. Officer (VP and General Counsel) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $104.67 | 2011-09-19 | |
| 2011-09-16 | DAY SUZANNE F. Officer (VP and General Counsel) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $100.93 | 2011-09-19 | |
| 2011-09-16 | COOLEY CHARLES P Officer (SVP & CFO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,500 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | COOLEY CHARLES P Officer (SVP & CFO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,400 0 owned after | $56.82 | 2011-09-19 | |
| 2011-09-16 | COOLEY CHARLES P Officer (SVP & CFO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,550 0 owned after | $107.23 | 2011-09-19 | |
| 2011-09-16 | HARNETT GORDON D Director | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $104.83 | 2011-09-19 | |
| 2011-09-16 | HARNETT GORDON D Director | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $104.32 | 2011-09-19 | |
| 2011-09-16 | HARNETT GORDON D Director | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $101.56 | 2011-09-19 | |
| 2011-09-16 | Miller C. Larry Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,400 0 owned after | $25.65 | 2011-09-19 | |
| 2011-09-16 | Miller C. Larry Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,900 0 owned after | $56.82 | 2011-09-19 | |
| 2011-03-14 | Graf Robert Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 3,500 owned after | $27.77 exercise price | 2011-03-15 | |
| 2011-03-14 | Saunier Patrick H Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,800 0 owned after | $53.07 exercise price | 2011-03-15 | |
| 2011-03-14 | Saunier Patrick H Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,300 0 owned after | $58.45 exercise price | 2011-03-15 | |
| 2011-02-22 | Miller C. Larry Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $109.35 exercise price | 2011-02-25 | |
| 2011-02-22 | Taylor Gregory D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,200 3,200 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | Sheets Daniel L Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,600 3,600 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | SCHNUR ERIC R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | Saunier Patrick H Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | LEWIS GREGORY R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,100 2,100 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | LEWIS GREGORY R Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 800 owned after | $78.18 exercise price | 2011-02-24 | |
| 2011-02-22 | DAY SUZANNE F. Officer (VP & General Counsel) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 2,800 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | NORWOOD LARRY D Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,600 2,600 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | KIRK STEPHEN F Officer (SVP & COO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | HAMBRICK JAMES L Director, Officer (Chairman, Pres. & CEO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,100 36,100 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | Graf Robert Officer (Vice President) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | COOLEY CHARLES P Officer (SVP & CFO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 8,500 owned after | $109.35 exercise price | 2011-02-24 | |
| 2011-02-22 | COOLEY CHARLES P Officer (SVP & CFO) | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,175 0 owned after | $58.45 exercise price | 2011-02-24 | |
| 2011-02-02 | Graf Robert Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,750 5,250 owned after | $27.77 exercise price | 2011-02-04 | |
| 2011-02-02 | HARNETT GORDON D Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $30.40 exercise price | 2011-02-04 | |
| 2011-01-05 holding as of filing | DAY SUZANNE F. Officer (VP and General Counsel) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $34.08 exercise price | 2011-01-05 | ||
| 2011-01-05 holding as of filing | DAY SUZANNE F. Officer (VP and General Counsel) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $30.34 exercise price | 2011-01-05 | ||
| 2011-01-05 holding as of filing | DAY SUZANNE F. Officer (VP and General Counsel) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $30.18 exercise price | 2011-01-05 |