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LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2011

LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-12-31: Reporting owner KOVACH SUSAN A; Form 5/A; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2011-12-30: Reporting owner KOVACH SUSAN A; Form 5; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2011-12-15: Reporting owner KOVACH SUSAN A; Form 5/A; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2011-12-15: Reporting owner KOVACH SUSAN A; Form 5; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-12-31KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
5/APhantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+93
997 owned after
$12.742018-03-26
2011-12-30KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
5Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+185
904 owned after
$12.742018-02-14
2011-12-15KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
5/APhantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+95
817 owned after
$12.422018-03-26
2011-12-15KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
5Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+190
719 owned after
$12.422018-02-14
2011-11-30KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
5/APhantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+97
722 owned after
$12.152018-03-26
2011-11-15KOVACH SUSAN A
Officer (VP,General Counsel & Secretary)
5/APhantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+94
625 owned after
$12.532018-03-26
2011-11-01STEWART TERENCE P
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+811
48,943 owned after
$12.482012-02-03
2011-11-01STEWART TERENCE P
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+811
48,943 owned after
$12.482011-11-02
2011-08-22
holding as of filing
FOLEY WILLIAM A
Director
4Phantom Stock Units
Derivative · Direct
Holding
11,778 owned after
no price filed2011-08-22
2011-08-01STEWART TERENCE P
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+655
48,132 owned after
$15.462011-08-03
2011-05-25
holding as of filing
MILLER DEBORAH G
Director
4Phantom Stock Units
Derivative · Direct
Holding
2,192 owned after
no price filed2011-05-25
2011-05-23
holding as of filing
Gougelet Jean-Rene
Director
4Phantom Stock Units
Derivative · Direct
Holding
1,639 owned after
no price filed2011-05-23
2011-05-23
holding as of filing
STEWART TERENCE P
Director
4Phantom Stock Units
Derivative · Direct
Holding
47,477 owned after
no price filed2011-05-23
2011-05-23
holding as of filing
MOERDYK CAROL B
Director
4Phantom Stock Units
Derivative · Direct
Holding
18,453 owned after
no price filed2011-05-23
2011-05-23
holding as of filing
MILLER DEBORAH G
Director
4Phantom Stock Units
Derivative · Direct
Holding
2,192 owned after
no price filed2011-05-23
2011-05-23
holding as of filing
HOWELL PETER C
Director
4Phantom Stock Units
Derivative · Direct
Holding
5,784 owned after
no price filed2011-05-23
2011-05-23
holding as of filing
FOLEY WILLIAM A
Director
4Phantom Stock Units
Derivative · Direct
Holding
11,778 owned after
no price filed2011-05-23
2011-05-10STEWART TERENCE P
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+64
47,477 owned after
$15.622011-05-11
2011-05-01STEWART TERENCE P
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+613
47,413 owned after
$16.522011-05-03
2011-02-01STEWART TERENCE P
Director
4Phantom Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+657
46,800 owned after
$15.402011-02-01