LIBBEY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-31: Reporting owner KOVACH SUSAN A; Form 5/A; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-31: Reporting owner KOVACH SUSAN A; Form 5; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-15: Reporting owner KOVACH SUSAN A; Form 5/A; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-15: Reporting owner KOVACH SUSAN A; Form 5; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 5/A | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 297 owned after | $7.65 | 2018-03-26 | |
| 2009-12-31 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 5 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 297 owned after | $7.65 | 2018-02-14 | |
| 2009-12-15 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 5/A | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +154 154 owned after | $7.10 | 2018-03-26 | |
| 2009-12-15 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 5 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +154 154 owned after | $7.10 | 2018-02-14 | |
| 2009-12-08 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +204 42,957 owned after | $7.34 | 2009-12-08 | |
| 2009-11-16 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 42,753 owned after | $6.01 | 2009-11-16 | |
| 2009-11-01 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,168 42,669 owned after | $5.35 | 2009-11-02 | |
| 2009-10-25 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +127 41,501 owned after | $3.94 | 2009-10-27 | |
| 2009-08-10 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +167 41,374 owned after | $3.00 | 2009-08-11 | |
| 2009-08-01 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 41,208 owned after | $2.10 | 2009-08-04 | |
| 2009-07-28 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +909 38,231 owned after | $1.65 | 2009-07-28 | |
| 2009-07-27 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,034 37,322 owned after | $1.45 | 2009-07-28 | |
| 2009-06-26 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +338 36,288 owned after | $1.48 | 2009-06-26 | |
| 2009-06-12 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +305 35,950 owned after | $1.64 | 2009-06-15 | |
| 2009-05-11 holding as of filing | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 35,645 owned after | no price filed | 2009-05-11 | |
| 2009-05-11 holding as of filing | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 18,453 owned after | no price filed | 2009-05-11 | |
| 2009-05-11 holding as of filing | MILLER DEBORAH G Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 2,192 owned after | no price filed | 2009-05-11 | |
| 2009-05-11 holding as of filing | HOWELL PETER C Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 5,784 owned after | no price filed | 2009-05-11 | |
| 2009-05-11 holding as of filing | Gougelet Jean-Rene Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 1,639 owned after | no price filed | 2009-05-11 | |
| 2009-05-11 holding as of filing | FOLEY WILLIAM A Director | 4 | Phantom Stock Units Derivative · Direct | Holding | 11,778 owned after | no price filed | 2009-05-11 | |
| 2009-05-01 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,123 35,645 owned after | $1.22 | 2009-05-04 | |
| 2009-04-14 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,613 30,522 owned after | $0.93 | 2009-04-16 | |
| 2009-02-27 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +472 28,909 owned after | $1.06 | 2009-03-02 | |
| 2009-02-10 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,128 28,438 owned after | $1.33 | 2009-02-10 | |
| 2009-02-01 | STEWART TERENCE P Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,040 27,310 owned after | $1.24 | 2009-02-02 | |
| 2009-01-01 | MOERDYK CAROL B Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,840 18,453 owned after | $0.00 | 2009-01-05 |