LIBBEY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 134 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-16: Reporting owner Gardner Anthony W Jr; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
- 2015-06-16: Reporting owner Gardner Anthony W Jr; Form 4; Security NQ - Stock Option (Right to Buy); Transaction Holding.
- 2015-06-16: Reporting owner Cerioli Annunciata; Form 4; Security NQ - Stock Option (Right to Buy); Transaction Holding.
- 2015-06-16: Reporting owner Cerioli Annunciata; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-16 holding as of filing | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 5,810 owned after | $27.82 exercise price | 2015-06-16 | |
| 2015-06-16 holding as of filing | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | 5,284 owned after | $38.06 exercise price | 2015-06-16 | |
| 2015-06-16 holding as of filing | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | 5,284 owned after | $38.06 exercise price | 2015-06-16 | |
| 2015-06-16 holding as of filing | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 5,491 owned after | $29.50 exercise price | 2015-06-16 | |
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $15.35 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $1.01 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $23.02 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $17.00 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $12.80 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $10.13 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $13.96 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $19.02 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $38.06 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $13.95 exercise price | 2015-04-09 | ||
| 2015-04-09 holding as of filing | Minarro Salvador Officer (VP, General Mgr US & Canada) | 3 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | $15.47 exercise price | 2015-04-09 | ||
| 2015-03-13 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,870 0 owned after | $10.13 | 2015-03-13 | |
| 2015-03-12 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,632 owned after | $12.80 | 2015-03-12 | |
| 2015-03-10 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 3,632 owned after | $12.80 | 2015-03-10 | |
| 2015-03-06 holding as of filing | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | Holding | 5,284 owned after | $38.06 exercise price | 2015-03-06 | |
| 2015-03-06 holding as of filing | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 5,491 owned after | $29.50 exercise price | 2015-03-06 | |
| 2015-03-03 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,470 0 owned after | $17.00 | 2015-03-04 | |
| 2015-03-03 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,364 787 owned after | $13.95 | 2015-03-04 | |
| 2015-03-02 | Buck Sherry Officer (Vice President, CFO) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,981 8,981 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | STREETER STEPHANIE A Director, Officer (Chief Executive Officer) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,094 35,094 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,284 5,284 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,284 5,284 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,685 4,685 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4/A | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,417 4,417 owned after | $38.06 | 2015-08-03 | |
| 2015-03-02 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,284 5,284 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,685 4,685 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,417 4,417 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | Buck Sherry Officer (Vice President, CFO) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,981 8,981 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,284 5,284 owned after | $38.06 | 2015-03-04 | |
| 2015-03-02 | STREETER STEPHANIE A Director, Officer (Chief Executive Officer) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,094 35,094 owned after | $38.06 | 2015-03-04 |