LIBBEY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-26: Reporting owner IBELE DANIEL P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-24: Reporting owner IBELE DANIEL P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-23: Reporting owner IBELE DANIEL P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-23: Reporting owner IBELE DANIEL P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-26 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,790 0 owned after | $1.07 | 2014-12-29 | |
| 2014-12-24 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 3,790 owned after | $1.07 | 2014-12-24 | |
| 2014-12-23 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,429 0 owned after | $10.13 | 2014-12-23 | |
| 2014-12-23 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,571 8,790 owned after | $1.07 | 2014-12-23 | |
| 2014-12-22 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,322 0 owned after | $12.80 | 2014-12-23 | |
| 2014-12-22 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,678 2,429 owned after | $10.13 | 2014-12-23 | |
| 2014-12-19 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,322 owned after | $12.80 | 2014-12-22 | |
| 2014-12-18 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −431 3,404 owned after | $13.95 | 2014-12-19 | |
| 2014-12-18 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,569 6,322 owned after | $12.80 | 2014-12-19 | |
| 2014-12-17 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,026 0 owned after | $15.35 | 2014-12-18 | |
| 2014-12-17 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,974 3,835 owned after | $13.95 | 2014-12-18 | |
| 2014-12-16 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,038 1,339 owned after | $17.00 | 2014-12-17 | |
| 2014-12-16 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,962 2,026 owned after | $15.35 | 2014-12-17 | |
| 2014-12-15 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,019 9,054 owned after | $19.02 | 2014-12-16 | |
| 2014-12-15 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,981 3,377 owned after | $17.00 | 2014-12-16 | |
| 2014-12-03 holding as of filing | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $29.50 exercise price | 2014-12-03 | ||
| 2014-12-01 | Cerioli Annunciata Officer (VP, Chief Supply Chain Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,491 5,491 owned after | $29.50 exercise price | 2014-12-03 | |
| 2014-11-24 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 0 owned after | $15.35 | 2014-11-25 | |
| 2014-11-24 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,863 0 owned after | $10.13 | 2014-11-25 | |
| 2014-11-21 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 1,583 owned after | $15.35 | 2014-11-24 | |
| 2014-11-10 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 0 owned after | $20.39 | 2014-11-12 | |
| 2014-11-10 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 2,870 owned after | $10.13 | 2014-11-12 | |
| 2014-09-09 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,810 5,810 owned after | $27.82 exercise price | 2014-09-11 | |
| 2014-09-09 | Gardner Anthony W Jr Officer (VP, Chief Commercial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,809 11,619 owned after | $27.82 exercise price | 2014-09-11 | |
| 2014-06-17 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,520 0 owned after | $20.39 | 2014-06-18 | |
| 2014-06-16 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 2,520 owned after | $20.39 | 2014-06-17 | |
| 2014-06-06 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46 0 owned after | $12.80 | 2014-06-09 | |
| 2014-06-06 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,480 7,520 owned after | $20.39 | 2014-06-09 | |
| 2014-06-05 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −5,000 46 owned after | $27.80 | 2014-06-06 | |
| 2014-04-02 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −285 0 owned after | $26.75 | 2014-04-03 | |
| 2014-04-01 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 285 owned after | $26.39 | 2014-04-02 | |
| 2014-03-17 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $25.69 | 2014-03-19 | |
| 2014-03-14 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,247 0 owned after | $25.00 | 2014-03-17 | |
| 2014-03-13 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 3,000 owned after | $24.91 | 2014-03-17 | |
| 2014-03-13 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 4,247 owned after | $24.91 | 2014-03-17 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 1,207 owned after | $1.07 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 5,487 owned after | $10.13 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 8,000 owned after | $11.79 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 8,632 owned after | $12.80 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 4,478 owned after | $13.95 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 3,995 owned after | $15.35 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 3,511 owned after | $17.00 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 6,818 owned after | $19.02 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 6,017 owned after | $23.02 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 9,500 owned after | $23.93 exercise price | 2014-03-06 | |
| 2014-03-06 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 6,200 owned after | $28.53 exercise price | 2014-03-06 | |
| 2014-03-04 | PAIGE TIMOTHY T Officer (Vice President-Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $24.29 | 2014-03-06 | |
| 2014-02-25 holding as of filing | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 11,000 owned after | $11.79 exercise price | 2014-02-25 | |
| 2014-02-25 holding as of filing | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 6,500 owned after | $20.39 exercise price | 2014-02-25 | |
| 2014-02-24 | BOERGER KENNETH A Officer (Vice President & Treasurer) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,600 3,600 owned after | $23.02 | 2014-02-26 | |
| 2014-02-24 | Buck Sherry Officer (Vice President, CFO) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,740 10,740 owned after | $23.02 | 2014-02-26 | |
| 2014-02-24 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,706 10,706 owned after | $23.02 | 2014-02-26 | |
| 2014-02-24 | KOVACH SUSAN A Officer (VP,General Counsel & Secretary) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,413 6,413 owned after | $23.02 | 2014-02-26 | |
| 2014-02-24 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,017 6,017 owned after | $23.02 | 2014-02-26 | |
| 2014-02-21 | IBELE DANIEL P Officer (VP, General Mgr, USA & Canada) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,753 1,753 owned after | $11.79 | 2014-02-25 | |
| 2014-02-21 | PAIGE TIMOTHY T Officer (Vice President-Human Resources) | 4 | NQ - Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $20.39 | 2014-02-25 |