LEAF GROUP LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-11-20: Reporting owner Logan Harold J; Form 4; Security Stock Option(right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-11-06: Reporting owner KROLIK ROBERT J; Form 4/A; Security Stock Option(right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-11-06: Reporting owner KROLIK ROBERT J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-11-02: Reporting owner Benton Deborah A; Form 4/A; Security Stock Option(right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | Logan Harold J Director | 4 | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,371 25,371 owned after | $5.22 exercise price | 2020-11-25 | |
| 2020-11-06 | KROLIK ROBERT J Director | 4/A | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,063 11,063 owned after | $6.00 exercise price | 2020-11-12 | |
| 2020-11-06 | KROLIK ROBERT J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,603 11,603 owned after | $6.00 exercise price | 2020-11-10 | |
| 2020-11-02 | Benton Deborah A Director | 4/A | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,666 33,894 owned after | $5.73 exercise price | 2021-01-26 | |
| 2020-11-02 | Schulz Jennifer Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,666 22,804 owned after | $5.73 exercise price | 2020-11-03 | |
| 2020-11-02 | Carmichael Beverly K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,666 22,804 owned after | $5.73 exercise price | 2020-11-03 | |
| 2020-11-02 | PLEASANTS JOHN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,666 22,804 owned after | $5.73 exercise price | 2020-11-03 | |
| 2020-11-02 | Benton Deborah A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,666 22,804 owned after | $5.73 exercise price | 2020-11-03 | |
| 2020-08-21 | Osmium Diamond, LP | Osmium Capital II, LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | OSMIUM CAPITAL LP | Lewis John Hartnett Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Put option (obligation to buy) Derivative · Indirect · By Osmium Capital, LP | E Expiration of short derivative position | −630 0 owned after | $2.00 exercise price | 2020-08-21 | |
| 2020-08-21 | Osmium Diamond, LP | Osmium Capital II, LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | OSMIUM CAPITAL LP | Lewis John Hartnett Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Put option (obligation to buy) Derivative · Indirect · By Osmium Capital II, LP | E Expiration of short derivative position | −280 0 owned after | $2.00 exercise price | 2020-08-21 | |
| 2020-08-21 | Osmium Diamond, LP | Osmium Capital II, LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | OSMIUM CAPITAL LP | Lewis John Hartnett Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Put option (obligation to buy) Derivative · Indirect · By Osmium Spartan, LP | E Expiration of short derivative position | −390 0 owned after | $2.00 exercise price | 2020-08-21 | |
| 2020-08-21 | Osmium Diamond, LP | Osmium Capital II, LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | OSMIUM CAPITAL LP | Lewis John Hartnett Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Put option (obligation to buy) Derivative · Indirect · By Osmium Diamond, LP | E Expiration of short derivative position | −403 0 owned after | $2.00 exercise price | 2020-08-21 | |
| 2020-08-21 | Osmium Diamond, LP | Osmium Capital II, LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | OSMIUM CAPITAL LP | Lewis John Hartnett Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Call option (right to buy) Derivative · Indirect · By John H. Lewis | X Exercise of in-the-money or at-the-money derivative security | −77 0 owned after | $2.00 exercise price | 2020-08-21 | |
| 2020-08-21 | Boyle Brian Fitzgerald | Boyle Capital Opportunity Fund, LP | Boyle Capital Management, L.L.C. | Golden Valley Capital Partners, LLC | Ritland Erik Andrew Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Call option (right to buy) Derivative · Indirect · By Boyle Capital Opportunity Fund, LP | X Exercise of in-the-money or at-the-money derivative security | −40 0 owned after | $2.00 exercise price | 2020-08-21 | |
| 2020-08-21 | Boyle Brian Fitzgerald | Boyle Capital Opportunity Fund, LP | Boyle Capital Management, L.L.C. | Golden Valley Capital Partners, LLC | Ritland Erik Andrew Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Call option (right to buy) Derivative · Indirect · By Boyle Capital Opportunity Fund, LP | X Exercise of in-the-money or at-the-money derivative security | −20 0 owned after | $3.00 exercise price | 2020-08-21 | |
| 2020-07-17 | Boyle Capital Management, L.L.C. | Boyle Capital Opportunity Fund, LP | Boyle Brian Fitzgerald | Ritland Erik Andrew | Golden Valley Capital Partners, LLC Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 4 | Call option (right to buy) Derivative · Indirect · By Boyle Capital Opportunity Fund, LP | X Exercise of in-the-money or at-the-money derivative security | −10 0 owned after | $3.00 exercise price | 2020-08-04 | |
| 2020-06-24 holding as of filing | Generation Members' Fund II LP | JENNINGS MARK E | Generation Partners II LLC | GENERATION CAPITAL PARTNERS II LP | HAWKINS JOHN Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Options Derivative · Indirect · By John Hawkins | Holding | $7.65 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | Ritland Erik Andrew | Golden Valley Capital Partners, LLC | Boyle Brian Fitzgerald | Boyle Capital Opportunity Fund, LP | Boyle Capital Management, L.L.C. Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Call option (right to buy) Derivative · Indirect · By Boyle Capital Opportunity Fund, LP | Holding | $2.00 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | Ritland Erik Andrew | Golden Valley Capital Partners, LLC | Boyle Brian Fitzgerald | Boyle Capital Opportunity Fund, LP | Boyle Capital Management, L.L.C. Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Call option (right to buy) Derivative · Indirect · By Boyle Capital Opportunity Fund, LP | Holding | $3.00 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | Ritland Erik Andrew | Golden Valley Capital Partners, LLC | Boyle Brian Fitzgerald | Boyle Capital Opportunity Fund, LP | Boyle Capital Management, L.L.C. Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Call option (right to buy) Derivative · Indirect · By Boyle Capital Opportunity Fund, LP | Holding | $3.00 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | OSMIUM CAPITAL LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | Lewis John Hartnett | Osmium Capital II, LP | Osmium Diamond, LP Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Put option (obligation to buy) Derivative · Indirect · By Osmium Capital, LP | Holding | $2.00 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | OSMIUM CAPITAL LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | Lewis John Hartnett | Osmium Capital II, LP | Osmium Diamond, LP Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Put option (obligation to buy) Derivative · Indirect · By Osmium Capital II, LP | Holding | $2.00 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | OSMIUM CAPITAL LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | Lewis John Hartnett | Osmium Capital II, LP | Osmium Diamond, LP Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Put option (obligation to buy) Derivative · Indirect · By Osmium Spartan, LP | Holding | $2.00 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | OSMIUM CAPITAL LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | Lewis John Hartnett | Osmium Capital II, LP | Osmium Diamond, LP Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Put option (obligation to buy) Derivative · Indirect · By Osmium Diamond, LP | Holding | $2.00 exercise price | 2020-06-24 | ||
| 2020-06-24 holding as of filing | OSMIUM CAPITAL LP | OSMIUM SPARTAN L P | Osmium Partners, LLC | Lewis John Hartnett | Osmium Capital II, LP | Osmium Diamond, LP Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | Other (May be member of 10% group) | 3 | Call option (right to buy) Derivative · Indirect · By John H. Lewis | Holding | $2.00 exercise price | 2020-06-24 |