LEAF GROUP LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-04: Reporting owner Voong Wendy; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-11: Reporting owner GUBER PETER; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-11: Reporting owner Quandt R James; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-21: Reporting owner Pike Brian; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-04 | Voong Wendy Officer (Chief Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.70 exercise price | 2015-08-06 | |
| 2015-06-11 | GUBER PETER Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,314 12,314 owned after | $6.02 exercise price | 2015-06-12 | |
| 2015-06-11 | Quandt R James Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,314 12,314 owned after | $6.02 exercise price | 2015-06-12 | |
| 2015-05-21 | Pike Brian Officer (CTO & COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.29 exercise price | 2015-05-26 | |
| 2015-05-18 | REGAN BRIAN M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,457 28,457 owned after | $5.19 exercise price | 2015-05-20 | |
| 2015-03-16 holding as of filing | KIM PETER HYONG DO Officer (SVP-Accounting & interim CAO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.95 exercise price | 2015-03-16 | ||
| 2015-03-16 holding as of filing | KIM PETER HYONG DO Officer (SVP-Accounting & interim CAO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.10 exercise price | 2015-03-16 |