LEAF GROUP LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-14: Reporting owner Pike Brian; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-06-14: Reporting owner Pike Brian; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-06-14: Reporting owner Pike Brian; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-06-14: Reporting owner Carmichael Beverly K; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-14 | Pike Brian Officer (COO and CTO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $5.95 exercise price | 2021-06-16 | |
| 2021-06-14 | Pike Brian Officer (COO and CTO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $5.29 exercise price | 2021-06-16 | |
| 2021-06-14 | Pike Brian Officer (COO and CTO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $5.95 exercise price | 2021-06-16 | |
| 2021-06-14 | Carmichael Beverly K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,666 0 owned after | $5.73 exercise price | 2021-06-16 | |
| 2021-06-14 | Carmichael Beverly K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,138 0 owned after | $7.65 exercise price | 2021-06-16 | |
| 2021-06-14 | Schulz Jennifer Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,222 0 owned after | $5.45 exercise price | 2021-06-16 | |
| 2021-06-14 | Schulz Jennifer Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,360 0 owned after | $7.90 exercise price | 2021-06-16 | |
| 2021-06-14 | Schulz Jennifer Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,138 0 owned after | $7.65 exercise price | 2021-06-16 | |
| 2021-06-14 | Schulz Jennifer Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,666 0 owned after | $5.73 exercise price | 2021-06-16 | |
| 2021-06-14 | Logan Harold J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,371 0 owned after | $5.22 exercise price | 2021-06-16 | |
| 2021-06-14 | KROLIK ROBERT J Director | 4 | Stock Option(right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,063 0 owned after | $6.00 exercise price | 2021-06-16 | |
| 2021-06-14 | Benton Deborah A Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,666 0 owned after | $5.73 exercise price | 2021-06-16 | |
| 2021-06-14 | Benton Deborah A Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,228 0 owned after | $7.51 exercise price | 2021-06-16 | |
| 2021-02-22 holding as of filing | VIEX Opportunities Fund, LP Series One | Singer Eric | VIEX GP, LLC | VIEX Capital Advisors, LLC Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Put Option (Obligation to Buy) Derivative · Indirect · By Viex Opportunities Fund, LP - Series One | Holding | $4.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Call Option (Right to buy) Derivative · Indirect · By Osmium Capital, LP | Holding | $5.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Call Option (Right to buy) Derivative · Indirect · By Osmium Capital II, LP | Holding | $5.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Call Option (Right to buy) Derivative · Indirect · By Osmium Spartan, LP | Holding | $5.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Call Option (Right to buy) Derivative · Indirect · By Osmium Diamond, LP( | Holding | $5.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Put Option (Obligation to buy) Derivative · Indirect · By Osmium Capital, LP | Holding | $5.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Put Option (Obligation to buy) Derivative · Indirect · By Osmium Capital II, LP | Holding | $5.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Put Option (Obligation to buy) Derivative · Indirect · By Osmium Spartan, LP | Holding | $5.00 exercise price | 2021-02-22 | ||
| 2021-02-22 holding as of filing | Lewis John Hartnett | OSMIUM SPARTAN L P | Osmium Capital II, LP | Osmium Diamond, LP | Osmium Partners, LLC | OSMIUM CAPITAL LP Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | 3 | Put Option (Obligation to buy) Derivative · Indirect · By Osmium Diamond, LP | Holding | $5.00 exercise price | 2021-02-22 |