LEAF GROUP LTD. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-31: Reporting owner Quandt R James; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-01-31: Reporting owner HAWKINS JOHN; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-01-31: Reporting owner HAWKINS JOHN; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-01-31: Reporting owner Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-31 | Quandt R James Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −53,333 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | HAWKINS JOHN Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −7,931,907 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | HAWKINS JOHN Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −68,093 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −25,066,666 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,596,938 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −10,387,754 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,666,666 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −5,000,000 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | SEA V Management LLC | Spectrum Equity Investors V L P | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP | PARKER VICTOR E JR 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −24,941,334 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | SEA V Management LLC | Spectrum Equity Investors V L P | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP | PARKER VICTOR E JR 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −125,332 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | SEA V Management LLC | Spectrum Equity Investors V L P | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP | PARKER VICTOR E JR 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,306,590 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | SEA V Management LLC | Spectrum Equity Investors V L P | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP | PARKER VICTOR E JR 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −21,640 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | SEA V Management LLC | Spectrum Equity Investors V L P | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP | PARKER VICTOR E JR 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,381,944 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | SEA V Management LLC | Spectrum Equity Investors V L P | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP | PARKER VICTOR E JR 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,944 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Bhandari Gaurav Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −11,666,667 0 owned after | no price filed | 2011-02-02 | |
| 2011-01-27 holding as of filing | Quandt R James Director | 3/A | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-01-27 | ||
| 2011-01-25 holding as of filing | Quandt R James Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | SEA V Management LLC | Spectrum Equity Investors V L P | PARKER VICTOR E JR | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | SEA V Management LLC | Spectrum Equity Investors V L P | PARKER VICTOR E JR | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | SEA V Management LLC | Spectrum Equity Investors V L P | PARKER VICTOR E JR | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | SEA V Management LLC | Spectrum Equity Investors V L P | PARKER VICTOR E JR | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | SEA V Management LLC | Spectrum Equity Investors V L P | PARKER VICTOR E JR | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | SEA V Management LLC | Spectrum Equity Investors V L P | PARKER VICTOR E JR | Spectrum V Investment Managers Fund LP | Spectrum Equity Associates V LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Oak Investment Partners XI L P | OAK INVESTMENT PARTNERS XII L P | HARMAN FREDERIC W 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Bhandari Gaurav Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | HAWKINS JOHN Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 | ||
| 2011-01-25 holding as of filing | HAWKINS JOHN Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-25 |