LEAF GROUP LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-25: Reporting owner Carmichael Beverly K; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-12: Reporting owner Stern Mitchell; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-12: Reporting owner Quandt R James; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-12: Reporting owner Schulz Jennifer; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-25 | Carmichael Beverly K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,468 14,468 owned after | $11.50 exercise price | 2018-07-26 | |
| 2018-06-12 | Stern Mitchell Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,222 8,222 owned after | $10.05 exercise price | 2018-06-14 | |
| 2018-06-12 | Quandt R James Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,222 8,222 owned after | $10.05 exercise price | 2018-06-14 | |
| 2018-06-12 | Schulz Jennifer Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,222 8,222 owned after | $10.05 exercise price | 2018-06-14 | |
| 2018-06-12 | PLEASANTS JOHN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,222 8,222 owned after | $10.05 exercise price | 2018-06-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Capital, LP | S Open market or private sale of non-derivative or derivative security | −4,807 0 owned after | $1.40 | 2018-02-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Capital, LP | P Open market or private purchase of non-derivative or derivative security | +4,807 4,807 owned after | $2.05 | 2018-02-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Capital II, LP | S Open market or private sale of non-derivative or derivative security | −975 0 owned after | $1.40 | 2018-02-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Capital II, LP | P Open market or private purchase of non-derivative or derivative security | +975 975 owned after | $2.05 | 2018-02-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Diamond, LP | S Open market or private sale of non-derivative or derivative security | −315 0 owned after | $1.40 | 2018-02-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Diamond, LP | P Open market or private purchase of non-derivative or derivative security | +315 315 owned after | $2.05 | 2018-02-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Spartan, LP | S Open market or private sale of non-derivative or derivative security | −1,020 0 owned after | $1.40 | 2018-02-14 | |
| 2018-02-12 | OSMIUM CAPITAL LP | Osmium Capital II, LP | Osmium Diamond, LP | OSMIUM SPARTAN L P | Lewis John Hartnett | Osmium Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Osmium Spartan, LP | P Open market or private purchase of non-derivative or derivative security | +1,020 1,020 owned after | $2.05 | 2018-02-14 |