L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2001. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2001-11-15: Reporting owner SCHAFER CHARLES J; Form 4/A; Security 11/15/01 Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2001-11-15: Reporting owner Adams Jimmie V; Form 4/A; Security 11/15/01 Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2001-11-15: Reporting owner Paresi Joseph; Form 4; Security 11/15/01 Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2001-11-15: Reporting owner RISCASSI ROBERT W; Form 4/A; Security 11/15/01 Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2001-11-15 | SCHAFER CHARLES J Officer (Sr. VP & Pres. - Prod. Grp) | 4/A | 11/15/01 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $39.70 exercise price | 2006-08-09 | |
| 2001-11-15 | Adams Jimmie V Officer (VP - Washington OPS) | 4/A | 11/15/01 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $39.70 exercise price | 2006-08-09 | |
| 2001-11-15 | Paresi Joseph Officer (VP - Product Devel) | 4 | 11/15/01 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $39.70 exercise price | 2006-08-09 | |
| 2001-11-15 | RISCASSI ROBERT W Officer (Vice President) | 4/A | 11/15/01 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $39.70 exercise price | 2006-08-09 | |
| 2001-11-15 | CAMBRIA CHRISTOPHER C Officer (Sr. VP, Sec. and Gen. Counsel) | 4 | 11/15/01 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $39.70 exercise price | 2006-08-09 | |
| 2001-07-10 | MILLARD ROBERT B Director | 4 | 7/10/01 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $35.00 exercise price | 2006-08-09 | |
| 2001-07-10 | WASHKOWITZ ALAN H Director | 4 | 7/10/01 Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $35.00 exercise price | 2006-08-09 |