L 3 COMMUNICATIONS HOLDINGS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2000. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2000-06-26: Reporting owner LAPENTA ROBERT V; Form 4; Security 4/30/97 Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2000-05-08: Reporting owner RISCASSI ROBERT W; Form 4; Security 7/1/97 Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2000-06-26 | LAPENTA ROBERT V Director, Officer (President and CFO) | 4 | 4/30/97 Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +200,000 1,628,032 owned after | $3.24 exercise price | 2006-08-09 | |
| 2000-05-08 | RISCASSI ROBERT W Officer (Vice President) | 4 | 7/1/97 Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 10,000 owned after | $3.24 exercise price | 2006-08-09 |