KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-08: Reporting owner Hastings Jeffrey Scott; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-07-01: Reporting owner HANAKA MARTIN E; Form 4; Security Director Stock Option (Right to Buy); Transaction Holding.
- 2019-02-26: Reporting owner HANAKA MARTIN E; Form 5; Security Director Stock Options (Right to Buy); Transaction Holding.
- 2019-02-26: Reporting owner NAHL MICHAEL C; Form 5; Security Director Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-08 | Hastings Jeffrey Scott Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.27 | 2019-08-12 | |
| 2019-07-01 holding as of filing | HANAKA MARTIN E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $4.77 exercise price | 2019-07-01 | |
| 2019-02-26 holding as of filing | HANAKA MARTIN E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $4.77 exercise price | 2019-02-26 | |
| 2019-02-26 holding as of filing | NAHL MICHAEL C Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $1.79 exercise price | 2019-02-26 | |
| 2019-02-26 holding as of filing | MARKS ROBERT E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.00 exercise price | 2019-02-26 | |
| 2019-02-26 holding as of filing | Reickert W Michael Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.67 exercise price | 2019-02-26 | |
| 2019-02-26 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 150,500 owned after | no price filed | 2019-02-26 | |
| 2019-02-26 holding as of filing | Feurer Michael Director, Officer (Chief Executive Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 857,164 owned after | no price filed | 2019-02-26 | |
| 2019-02-26 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 425,000 owned after | no price filed | 2019-02-26 |