KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-23: Reporting owner Sapienza Edwin; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-19: Reporting owner Sapienza Edwin; Form 3; Security Employee Stock Options(Right to Buy); Transaction Holding.
- 2018-10-19: Reporting owner Sapienza Edwin; Form 3; Security Employee Stock Options(Right to Buy); Transaction Holding.
- 2018-10-19: Reporting owner Sapienza Edwin; Form 3; Security Employee Stock Options(Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-23 | Sapienza Edwin Officer (Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 150,500 owned after | $1.04 | 2018-10-25 | |
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $1.73 exercise price | 2018-10-19 | ||
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $2.53 exercise price | 2018-10-19 | ||
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $4.87 exercise price | 2018-10-19 | ||
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $3.36 exercise price | 2018-10-19 | ||
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $3.88 exercise price | 2018-10-19 | ||
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $3.81 exercise price | 2018-10-19 | ||
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $1.85 exercise price | 2018-10-19 | ||
| 2018-10-19 holding as of filing | Sapienza Edwin Officer (Chief Financial Officer) | 3 | Employee Stock Options(Right to Buy) Derivative · Direct | Holding | $0.98 exercise price | 2018-10-19 | ||
| 2018-06-27 | EISENBERG BRUCE J Officer (EVP-Real Estate) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 425,000 owned after | $0.98 | 2018-06-29 | |
| 2018-06-27 | Hoerenz Christoph Officer (Chief Digital and Mktg Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 300,000 owned after | $0.98 | 2018-06-29 | |
| 2018-06-27 | Galvin Robert Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.98 | 2018-06-29 | |
| 2018-06-27 | Feurer Michael Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 857,164 owned after | $0.98 | 2018-06-29 | |
| 2018-06-27 | Anderson John Officer (Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 570,000 owned after | $0.98 | 2018-06-29 | |
| 2018-05-04 holding as of filing | MARKS ROBERT E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.00 exercise price | 2018-05-04 | |
| 2018-05-04 holding as of filing | Reickert W Michael Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.67 exercise price | 2018-05-04 | |
| 2018-05-04 holding as of filing | NAHL MICHAEL C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $1.79 exercise price | 2018-05-04 | |
| 2018-04-04 holding as of filing | EISENBERG BRUCE J Officer (EVP-Real Estate) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 390,000 owned after | no price filed | 2018-04-04 | |
| 2018-02-26 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 390,000 owned after | no price filed | 2018-02-26 | |
| 2018-02-26 holding as of filing | Reickert W Michael Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.67 exercise price | 2018-02-26 | |
| 2018-02-26 holding as of filing | MARKS ROBERT E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.00 exercise price | 2018-02-26 | |
| 2018-02-26 holding as of filing | NAHL MICHAEL C Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $1.79 exercise price | 2018-02-26 | |
| 2018-02-26 holding as of filing | Feurer Michael Director, Officer (Chief Executive Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 707,164 owned after | no price filed | 2018-02-26 | |
| 2018-02-26 holding as of filing | Anderson John Officer (Chief Financial Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 450,000 owned after | no price filed | 2018-02-26 | |
| 2018-02-26 holding as of filing | Hoerenz Christoph Officer (Chief Digital and Mktg Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | no price filed | 2018-02-26 | |
| 2018-02-26 holding as of filing | HANAKA MARTIN E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $4.77 exercise price | 2018-02-26 |