KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-07-17: Reporting owner Hoffman Scott E; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-05-19: Reporting owner Feurer Michael; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-19: Reporting owner EISENBERG BRUCE J; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-19: Reporting owner Anderson John; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-07-17 holding as of filing | Hoffman Scott E Officer (Chief Merchandising Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 300,000 owned after | no price filed | 2017-07-17 | |
| 2017-05-19 | Feurer Michael Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 607,164 owned after | $1.85 | 2017-05-22 | |
| 2017-05-19 | EISENBERG BRUCE J Officer (EVP-Real Estate) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 390,000 owned after | $1.85 | 2017-05-22 | |
| 2017-05-19 | Anderson John Officer (Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 550,000 owned after | $1.85 | 2017-05-22 | |
| 2017-05-19 | Hoerenz Christoph Officer (Chief Digital and Mktg Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 200,000 owned after | $1.85 | 2017-05-22 | |
| 2017-05-19 | Hoffman Scott E Officer (Chief Merchandising Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 300,000 owned after | $1.85 | 2017-05-22 | |
| 2017-02-21 holding as of filing | Reickert W Michael Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.67 exercise price | 2017-02-21 | |
| 2017-02-21 holding as of filing | Hoffman Scott E Officer (Chief Merchandising Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $3.53 exercise price | 2017-02-21 | |
| 2017-02-21 holding as of filing | Feurer Michael Officer (Chief Executive Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 557,164 owned after | $3.50 exercise price | 2017-02-21 | |
| 2017-02-21 holding as of filing | Hoerenz Christoph Officer (Chief Digital and Mktg Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 100,000 owned after | $3.54 exercise price | 2017-02-21 | |
| 2017-02-21 holding as of filing | NAHL MICHAEL C Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $1.79 exercise price | 2017-02-21 | |
| 2017-02-21 holding as of filing | HANAKA MARTIN E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $4.77 exercise price | 2017-02-21 | |
| 2017-02-21 holding as of filing | MARKS ROBERT E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.00 exercise price | 2017-02-21 | |
| 2017-02-21 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 355,000 owned after | no price filed | 2017-02-21 | |
| 2017-02-21 holding as of filing | Anderson John Officer (Chief Financial Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 330,000 owned after | no price filed | 2017-02-21 |