KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-01: Reporting owner Hoerenz Christoph; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-07-06: Reporting owner Reickert W Michael; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-06: Reporting owner Anderson John; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-06: Reporting owner EISENBERG BRUCE J; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Hoerenz Christoph Officer (Chief Digital and Mktg Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.54 | 2016-08-01 | |
| 2016-07-06 | Reickert W Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.67 exercise price | 2016-07-08 | |
| 2016-05-06 | Anderson John Officer (Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 330,000 owned after | $3.81 | 2016-05-10 | |
| 2016-05-06 | EISENBERG BRUCE J Officer (EVP-Real Estate) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 355,000 owned after | $3.81 | 2016-05-10 | |
| 2016-05-06 | Feurer Michael Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 557,164 owned after | $3.81 | 2016-05-10 | |
| 2016-05-06 | Hoffman Scott E Officer (Chief Merchandising Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 200,000 owned after | $3.81 | 2016-05-10 | |
| 2016-05-04 holding as of filing | MARKS ROBERT E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.00 exercise price | 2016-05-04 | |
| 2016-05-04 holding as of filing | NAHL MICHAEL C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $4.77 exercise price | 2016-05-04 | |
| 2016-04-14 | Feurer Michael Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157,164 457,164 owned after | $3.85 | 2016-04-18 | |
| 2016-02-26 holding as of filing | Anderson John Officer (Chief Financial Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 195,000 owned after | no price filed | 2016-02-26 | |
| 2016-02-26 holding as of filing | MARKS ROBERT E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $3.00 exercise price | 2016-02-26 | |
| 2016-02-26 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 320,000 owned after | no price filed | 2016-02-26 | |
| 2016-02-26 holding as of filing | NAHL MICHAEL C Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $1.79 exercise price | 2016-02-26 | |
| 2016-02-26 holding as of filing | HANAKA MARTIN E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $4.77 exercise price | 2016-02-26 | |
| 2016-02-26 holding as of filing | Feurer Michael Officer (Chief Executive Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 300,000 owned after | $3.50 exercise price | 2016-02-26 | |
| 2016-02-26 holding as of filing | Hoffman Scott E Officer (Chief Merchandising Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 100,000 owned after | $3.53 exercise price | 2016-02-26 |