KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-11-05: Reporting owner Sapienza Edwin; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-07-22: Reporting owner Chopra Kunal; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-04-13: Reporting owner Chopra Kunal; Form 3; Security Employee Stock Options (Right to Buy); Transaction Holding.
- 2020-04-09: Reporting owner MARCUS JONATHAN ANTHONY; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Sapienza Edwin Officer (Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,496 16,021 owned after | $10.75 | 2020-11-10 | |
| 2020-07-22 | Chopra Kunal Officer (Principal Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 25,000 owned after | $6.40 exercise price | 2020-07-24 | |
| 2020-04-13 holding as of filing | Chopra Kunal Officer (CEO - etailz) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $3.51 exercise price | 2020-04-13 | ||
| 2020-04-09 | MARCUS JONATHAN ANTHONY Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750 750 owned after | $3.68 exercise price | 2020-04-13 | |
| 2020-04-09 | Simpson Tom Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750 750 owned after | $3.68 exercise price | 2020-04-13 |