K SWISS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-15: Reporting owner LOUIE MARK; Form 4; Security Options to Buy Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-15: Reporting owner FINE STEPHEN A; Form 4; Security Options to Buy Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-15: Reporting owner FELDMAN LAWRENCE; Form 4; Security Options to Buy Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-15: Reporting owner Nichols David J; Form 4; Security Options to buy Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-15 | LOUIE MARK Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | FINE STEPHEN A Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | FLORA EDWARD FRED Officer (Chief Operating Officer) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,500 44,500 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-11-15 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.87 exercise price | 2011-11-17 | |
| 2011-09-14 | SULLIVAN BRIAN Officer (VP National Accounts) | 4/A | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $5.12 exercise price | 2012-03-01 | |
| 2011-09-14 | FLORA EDWARD FRED Officer (Chief Operating Officer) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $5.12 exercise price | 2011-09-16 | |
| 2011-09-14 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $5.12 exercise price | 2011-09-16 | |
| 2011-09-14 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $5.12 exercise price | 2011-09-16 | |
| 2011-09-14 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $9.90 exercise price | 2011-09-16 | |
| 2011-09-09 | FLORA EDWARD FRED Officer (Chief Operating Officer) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.99 exercise price | 2011-09-09 | |
| 2011-09-02 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.99 exercise price | 2011-09-06 | |
| 2011-06-13 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,175 0 owned after | $5.05 exercise price | 2011-06-13 | |
| 2011-06-10 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $6.28 exercise price | 2011-06-13 | |
| 2011-06-01 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,208 8,175 owned after | $5.05 exercise price | 2011-06-02 | |
| 2011-06-01 | FLORA EDWARD FRED Officer (Chief Operating Officer) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $10.67 exercise price | 2011-06-01 | |
| 2011-05-31 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,600 19,383 owned after | $5.05 exercise price | 2011-06-02 | |
| 2011-05-19 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,099 23,983 owned after | $5.05 exercise price | 2011-05-20 | |
| 2011-05-18 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,901 33,082 owned after | $5.05 exercise price | 2011-05-20 | |
| 2011-05-12 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 38,983 owned after | $5.05 exercise price | 2011-05-12 | |
| 2011-05-10 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 43,983 owned after | $5.05 exercise price | 2011-05-12 | |
| 2011-03-25 | FLORA EDWARD FRED Officer (Chief Operating Officer) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $4.39 exercise price | 2011-03-28 | |
| 2011-03-25 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 68,983 owned after | $5.05 exercise price | 2011-03-28 | |
| 2011-03-03 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,516 78,983 owned after | $5.05 exercise price | 2011-03-07 | |
| 2011-02-17 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.98 exercise price | 2011-02-22 | |
| 2011-02-17 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.98 exercise price | 2011-02-17 | |
| 2011-02-17 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.98 exercise price | 2011-02-17 |