K SWISS INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-30: Reporting owner NICHOLS STEVEN B; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-04-30: Reporting owner Nichols David J; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-08-13: Reporting owner NICHOLS STEVEN B; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2007-05-24: Reporting owner NICHOLS STEVEN B; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-30 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,452,162 0 owned after | $4.75 | 2013-04-30 | |
| 2013-04-30 | Nichols David J Officer (Executive Vice President) | 4 | Class B Common Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,240 0 owned after | $4.75 | 2013-04-30 | |
| 2009-08-13 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −20,000 7,452,162 owned after | $0.00 | 2009-08-17 | |
| 2007-05-24 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −10,200 7,472,162 owned after | $0.00 | 2007-05-29 | |
| 2007-05-22 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −300 7,482,362 owned after | $0.00 | 2007-05-23 | |
| 2007-05-22 holding as of filing | FELDMAN LAWRENCE Director | 4 | Class B Common Stock Derivative · Indirect · FN | Holding | 243,504 owned after | no price filed | 2007-05-22 | |
| 2007-05-18 | FELDMAN LAWRENCE Director | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −24,800 147,628 owned after | $0.00 | 2007-05-22 | |
| 2007-05-15 | FELDMAN LAWRENCE Director | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −200 172,428 owned after | $0.00 | 2007-05-22 | |
| 2006-11-07 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −100,000 7,482,662 owned after | $0.00 | 2006-11-09 | |
| 2006-11-01 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −10,000 7,582,662 owned after | $0.00 | 2006-11-03 | |
| 2006-10-27 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −100,000 7,592,662 owned after | $0.00 | 2006-10-31 | |
| 2006-10-27 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −10,000 7,692,662 owned after | $0.00 | 2006-10-31 | |
| 2006-08-10 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · FN | C Conversion of derivative security | −20,000 7,702,662 owned after | $0.00 | 2006-08-10 |