K SWISS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-22: Reporting owner POWLICK GEORGE; Form 4; Security Options to Buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-09: Reporting owner Nichols David J; Form 4; Security Options to buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-03-01: Reporting owner SULLIVAN BRIAN; Form 4; Security Options to Buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-02-23: Reporting owner SULLIVAN BRIAN; Form 4; Security Options to Buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-22 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,700 97,100 owned after | $8.03 exercise price | 2007-05-23 | |
| 2007-05-09 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 26,399 owned after | $3.19 exercise price | 2007-05-10 | |
| 2007-03-01 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.05 exercise price | 2007-03-05 | |
| 2007-02-23 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,400 5,000 owned after | $2.05 exercise price | 2007-02-27 |