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K SWISS INC Forms 3, 4 and 5: Stock Options

K SWISS INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2013-04-30: Reporting owner NICHOLS STEVEN B; Form 4; Security Option to Buy Class A Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2013-04-30: Reporting owner NICHOLS STEVEN B; Form 4; Security Option to Buy Class A Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2013-04-30: Reporting owner NICHOLS STEVEN B; Form 4; Security Option to Buy Class A Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2013-04-30: Reporting owner NICHOLS STEVEN B; Form 4; Security Option to Buy Class A Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2013-04-30NICHOLS STEVEN B
Director, Officer (President & CEO), 10% Owner
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$1.882013-04-30
2013-04-30NICHOLS STEVEN B
Director, Officer (President & CEO), 10% Owner
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−200,000
0 owned after
$1.362013-04-30
2013-04-30NICHOLS STEVEN B
Director, Officer (President & CEO), 10% Owner
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$16.18
exercise price
2013-04-30
2013-04-30NICHOLS STEVEN B
Director, Officer (President & CEO), 10% Owner
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30NICHOLS STEVEN B
Director, Officer (President & CEO), 10% Owner
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$7.17
exercise price
2013-04-30
2013-04-30NICHOLS STEVEN B
Director, Officer (President & CEO), 10% Owner
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$9.90
exercise price
2013-04-30
2013-04-30NICHOLS STEVEN B
Director, Officer (President & CEO), 10% Owner
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$9.98
exercise price
2013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−12,500
0 owned after
$1.882013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,000
0 owned after
$1.992013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,500
0 owned after
$1.532013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,500
0 owned after
$6.52
exercise price
2013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$9.90
exercise price
2013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$9.98
exercise price
2013-04-30
2013-04-30GREEN LEE
Officer (Corporate Counsel)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,500
0 owned after
$5.12
exercise price
2013-04-30
2013-04-30Nichols David J
Officer (Executive Vice President)
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−100,000
0 owned after
$1.882013-04-30
2013-04-30Nichols David J
Officer (Executive Vice President)
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−150,000
0 owned after
$1.362013-04-30
2013-04-30Nichols David J
Officer (Executive Vice President)
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−30,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30Nichols David J
Officer (Executive Vice President)
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−250,000
0 owned after
$7.17
exercise price
2013-04-30
2013-04-30Nichols David J
Officer (Executive Vice President)
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$9.90
exercise price
2013-04-30
2013-04-30Nichols David J
Officer (Executive Vice President)
4Option to Buy Class A Common Stock
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,000
0 owned after
$15.62
exercise price
2013-04-30
2013-04-30FELDMAN LAWRENCE
Director
4Options to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$1.882013-04-30
2013-04-30FELDMAN LAWRENCE
Director
4Options to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−75,000
0 owned after
$1.362013-04-30
2013-04-30FELDMAN LAWRENCE
Director
4Options to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$17.71
exercise price
2013-04-30
2013-04-30FELDMAN LAWRENCE
Director
4Options to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$17.26
exercise price
2013-04-30
2013-04-30FELDMAN LAWRENCE
Director
4Options to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$29.55
exercise price
2013-04-30
2013-04-30FELDMAN LAWRENCE
Director
4Options to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30FELDMAN LAWRENCE
Director
4Options to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$6.52
exercise price
2013-04-30
2013-04-30FINE STEPHEN A
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$1.882013-04-30
2013-04-30FINE STEPHEN A
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−75,000
0 owned after
$1.362013-04-30
2013-04-30FINE STEPHEN A
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$17.71
exercise price
2013-04-30
2013-04-30FINE STEPHEN A
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$17.26
exercise price
2013-04-30
2013-04-30FINE STEPHEN A
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$29.55
exercise price
2013-04-30
2013-04-30FINE STEPHEN A
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30FINE STEPHEN A
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$6.52
exercise price
2013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$1.882013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−75,000
0 owned after
$1.362013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,000
0 owned after
$16.50
exercise price
2013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$17.71
exercise price
2013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$17.26
exercise price
2013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$29.55
exercise price
2013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30LOUIE MARK
Director
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$6.52
exercise price
2013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−14,000
0 owned after
$1.882013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$1.532013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$6.52
exercise price
2013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$9.90
exercise price
2013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$12.02
exercise price
2013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$10.67
exercise price
2013-04-30
2013-04-30FLORA EDWARD FRED
Officer (Chief Operating Officer)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,000
0 owned after
$5.12
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−44,500
0 owned after
$1.882013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$1.362013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$6.52
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$9.90
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$12.53
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$9.98
exercise price
2013-04-30
2013-04-30SCULLY KIMBERLY
Officer (Corporate Controller)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,500
0 owned after
$5.12
exercise price
2013-04-30
2013-04-30SULLIVAN BRIAN
Officer (VP National Accounts)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$1.882013-04-30
2013-04-30SULLIVAN BRIAN
Officer (VP National Accounts)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30SULLIVAN BRIAN
Officer (VP National Accounts)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30SULLIVAN BRIAN
Officer (VP National Accounts)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,000
0 owned after
$6.52
exercise price
2013-04-30
2013-04-30SULLIVAN BRIAN
Officer (VP National Accounts)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$9.90
exercise price
2013-04-30
2013-04-30SULLIVAN BRIAN
Officer (VP National Accounts)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,500
0 owned after
$5.12
exercise price
2013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−100,000
0 owned after
$1.882013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−150,000
0 owned after
$1.362013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,000
0 owned after
$15.62
exercise price
2013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$17.26
exercise price
2013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,000
0 owned after
$17.01
exercise price
2013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−100,000
0 owned after
$7.17
exercise price
2013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−30,000
0 owned after
$12.19
exercise price
2013-04-30
2013-04-30POWLICK GEORGE
Director, Officer (Vice President Finance/CFO)
4Option to Buy Class A Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,000
0 owned after
$9.90
exercise price
2013-04-30