K SWISS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-10: Reporting owner Nichols David J; Form 4; Security Options to buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-10: Reporting owner POWLICK GEORGE; Form 4; Security Options to Buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-09: Reporting owner POWLICK GEORGE; Form 4; Security Options to Buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-08: Reporting owner POWLICK GEORGE; Form 4; Security Options to Buy Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-10 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 83,499 owned after | $5.05 exercise price | 2010-12-13 | |
| 2010-12-10 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,730 0 owned after | $4.39 exercise price | 2010-12-10 | |
| 2010-12-09 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,629 49,730 owned after | $4.39 exercise price | 2010-12-10 | |
| 2010-12-08 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,641 72,359 owned after | $4.39 exercise price | 2010-12-10 | |
| 2010-11-19 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $4.39 exercise price | 2010-11-22 | |
| 2010-11-08 | FLORA EDWARD FRED Officer (Chief Operating Officer) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $12.02 exercise price | 2010-11-12 | |
| 2010-09-09 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 93,499 owned after | $5.05 exercise price | 2010-09-10 | |
| 2010-06-11 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,499 0 owned after | $4.39 exercise price | 2010-06-14 | |
| 2010-06-11 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,501 98,499 owned after | $5.05 exercise price | 2010-06-14 | |
| 2010-06-03 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,599 3,499 owned after | $4.39 exercise price | 2010-06-04 | |
| 2010-05-28 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,401 6,098 owned after | $4.39 exercise price | 2010-06-02 | |
| 2010-05-21 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $2.50 exercise price | 2010-05-24 | |
| 2010-05-18 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $12.53 exercise price | 2010-05-20 | |
| 2010-03-25 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,300 8,499 owned after | $4.39 exercise price | 2010-03-26 | |
| 2010-03-24 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 17,799 owned after | $4.39 exercise price | 2010-03-26 | |
| 2010-03-02 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.90 exercise price | 2010-03-03 | |
| 2010-03-02 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.90 exercise price | 2010-03-03 | |
| 2010-03-02 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.90 exercise price | 2010-03-03 | |
| 2010-03-02 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $9.90 exercise price | 2010-03-03 | |
| 2010-03-02 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.90 exercise price | 2010-03-03 | |
| 2010-03-02 | FLORA EDWARD FRED Officer (Chief Operating Officer) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.90 exercise price | 2010-03-03 | |
| 2010-03-02 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $9.90 exercise price | 2010-03-03 |