K SWISS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 177 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-24: Reporting owner FELDMAN LAWRENCE; Form 4; Security Options to Buy Class A Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2008-12-24: Reporting owner FELDMAN LAWRENCE; Form 4; Security Options to Buy Class A Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2008-12-24: Reporting owner FELDMAN LAWRENCE; Form 4; Security Options to Buy Class A Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2008-12-24: Reporting owner FELDMAN LAWRENCE; Form 4; Security Options to Buy Class A Common Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $12.85 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,000 0 owned after | $19.71 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | $19.26 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | $31.55 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,000 0 owned after | $14.19 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,000 6,000 owned after | $10.85 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,000 4,000 owned after | $17.71 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,000 1,000 owned after | $17.26 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,000 1,000 owned after | $29.55 exercise price | 2008-12-24 | |
| 2008-12-24 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,000 4,000 owned after | $12.19 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,000 0 owned after | $12.85 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,000 0 owned after | $19.71 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | $19.26 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | $31.55 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,000 0 owned after | $14.19 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,000 6,000 owned after | $10.85 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,000 4,000 owned after | $17.71 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,000 1,000 owned after | $17.26 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,000 1,000 owned after | $29.55 exercise price | 2008-12-24 | |
| 2008-12-24 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,000 4,000 owned after | $12.19 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $2.53 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −80,000 0 owned after | $6.39 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −40,000 0 owned after | $8.28 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −40,000 0 owned after | $17.62 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,000 0 owned after | $19.26 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −40,000 0 owned after | $19.01 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $14.19 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +30,000 30,000 owned after | $0.53 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +80,000 80,000 owned after | $4.39 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +40,000 40,000 owned after | $6.28 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +40,000 40,000 owned after | $15.62 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,000 5,000 owned after | $17.26 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +40,000 40,000 owned after | $17.01 exercise price | 2008-12-24 | |
| 2008-12-24 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +30,000 30,000 owned after | $12.19 exercise price | 2008-12-24 | |
| 2008-12-24 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $18.18 exercise price | 2008-12-24 | |
| 2008-12-24 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −40,000 0 owned after | $14.19 exercise price | 2008-12-24 | |
| 2008-12-24 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $16.18 exercise price | 2008-12-24 | |
| 2008-12-24 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +40,000 40,000 owned after | $12.19 exercise price | 2008-12-24 | |
| 2008-09-05 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 188,499 owned after | $6.39 exercise price | 2008-09-08 | |
| 2008-09-04 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,399 0 owned after | $3.19 exercise price | 2008-09-08 | |
| 2008-09-04 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,501 198,499 owned after | $6.39 exercise price | 2008-09-08 | |
| 2008-09-03 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,399 owned after | $3.19 exercise price | 2008-09-04 | |
| 2008-06-05 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,399 owned after | $3.19 exercise price | 2008-06-06 | |
| 2008-06-03 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 11,399 owned after | $3.19 exercise price | 2008-06-05 | |
| 2008-06-03 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −97,100 0 owned after | $8.03 exercise price | 2008-06-05 | |
| 2008-06-02 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 16,399 owned after | $3.19 exercise price | 2008-06-04 | |
| 2008-05-20 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $18.50 exercise price | 2008-05-22 | |
| 2008-05-20 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | FLORA EDWARD FRED Officer (Vice President of Operations) | 4 | Options to buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $19.26 exercise price | 2008-05-22 | |
| 2008-05-20 | FLORA EDWARD FRED Officer (Vice President of Operations) | 4 | Options to buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $19.26 exercise price | 2008-05-22 | |
| 2008-05-20 | FLORA EDWARD FRED Officer (Vice President of Operations) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | FLORA EDWARD FRED Officer (Vice President of Operations) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $19.26 exercise price | 2008-05-22 | |
| 2008-05-20 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $19.26 exercise price | 2008-05-22 | |
| 2008-05-20 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $17.62 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $19.71 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $19.26 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $19.26 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $21.61 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-05-20 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $14.19 exercise price | 2008-05-22 | |
| 2008-03-04 | SCULLY KIMBERLY Officer (Corporate Controller) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | GREEN LEE Officer (Corporate Counsel) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | POWLICK GEORGE Director, Officer (Vice President Finance/CFO) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | FELDMAN LAWRENCE Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | FINE STEPHEN A Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | LEWIN DAVID Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | FLORA EDWARD FRED Officer (Vice President of Operations) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | NICHOLS STEVEN B Director, Officer (President & CEO), 10% Owner | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | Nichols David J Officer (Executive Vice President) | 4 | Options to buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | SULLIVAN BRIAN Officer (VP National Accounts) | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $14.19 exercise price | 2008-03-06 | |
| 2008-03-04 | LOUIE MARK Director | 4 | Options to Buy Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.19 exercise price | 2008-03-06 |