JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 282 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-05: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Long-Term Incentive Plan; Transaction Holding.
- 2009-10-05: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Restricted Stock Grant; Transaction Holding.
- 2009-10-05: Reporting owner Kreh Susan M; Form 4; Security Phantom Stock Units/Restricted Stock Grant; Transaction Holding.
- 2009-10-05: Reporting owner DAVIS SUSAN F; Form 4; Security Phantom Stock Units/Retirement Restoration Plan; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-05 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 82,215 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 133,536 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 9,403 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 956 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phanton Stock Units/ Restricted Stock Grant Derivative · Direct | Holding | 20,011 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 4,110 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 1,813 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 1,959 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 21,727 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 25,454 owned after | no price filed | 2009-10-05 | |
| 2009-10-02 holding as of filing | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 10,556 owned after | no price filed | 2009-10-02 | |
| 2009-10-02 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 32,830 owned after | no price filed | 2009-10-02 | |
| 2009-10-02 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 2,254 owned after | no price filed | 2009-10-02 | |
| 2009-10-02 holding as of filing | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 20,514 owned after | no price filed | 2009-10-02 | |
| 2009-10-01 | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Director's Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,257 59,526 owned after | $24.87 | 2009-10-02 | |
| 2009-10-01 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,257 106,799 owned after | $24.87 | 2009-10-02 | |
| 2009-10-01 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,005 23,072 owned after | $24.87 | 2009-10-02 | |
| 2009-10-01 | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +503 40,262 owned after | $24.87 | 2009-10-02 | |
| 2009-09-30 | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,733 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 834 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Corporate Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −600 0 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 9,352 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 | MYERS C DAVID Officer (Vice President) | 4 | Corporate Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 12,048 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 2,138 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Corporate Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units / Retirement Restoration Plan Derivative · Direct | Holding | 33,607 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 81,768 owned after | no price filed | 2009-09-30 | |
| 2009-09-30 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 132,810 owned after | no price filed | 2009-09-30 | |
| 2009-09-24 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | 6,000 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 12,048 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 2,138 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Corporate Units Derivative · Direct | Holding | 12,000 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units / Retirement Restoration Plan Derivative · Direct | Holding | 33,607 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 81,768 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 132,810 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,733 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 834 owned after | no price filed | 2009-09-24 | |
| 2009-09-24 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | 1,000 owned after | no price filed | 2009-09-24 | |
| 2009-09-22 holding as of filing | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Corporate Units Derivative · Direct | Holding | 600 owned after | no price filed | 2009-09-22 | |
| 2009-09-22 holding as of filing | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 9,352 owned after | no price filed | 2009-09-22 | |
| 2009-09-16 | ABNEY DAVID P Director | 4 | Phantom Stock Units/Directors' Share Unit Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,093 3,093 owned after | $27.48 | 2009-09-17 | |
| 2009-09-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,733 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 834 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | no price filed | 2009-09-03 | ||
| 2009-09-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,254 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,456 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,798 owned after | no price filed | 2009-09-03 | |
| 2009-08-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,254 owned after | no price filed | 2009-08-04 | |
| 2009-08-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,456 owned after | no price filed | 2009-08-04 | |
| 2009-08-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,798 owned after | no price filed | 2009-08-04 | |
| 2009-08-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,733 owned after | no price filed | 2009-08-04 | |
| 2009-08-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 834 owned after | no price filed | 2009-08-04 | |
| 2009-08-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | no price filed | 2009-08-04 | ||
| 2009-07-07 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 14,677 owned after | no price filed | 2009-07-07 | |
| 2009-07-07 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 5,049 owned after | no price filed | 2009-07-07 | |
| 2009-07-07 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 12,638 owned after | no price filed | 2009-07-07 | |
| 2009-07-07 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,733 owned after | no price filed | 2009-07-07 | |
| 2009-07-07 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 834 owned after | no price filed | 2009-07-07 | |
| 2009-07-07 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | no price filed | 2009-07-07 | ||
| 2009-07-06 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 32,830 owned after | no price filed | 2009-07-06 | |
| 2009-07-06 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,254 owned after | no price filed | 2009-07-06 | |
| 2009-07-06 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,456 owned after | no price filed | 2009-07-06 | |
| 2009-07-06 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,798 owned after | no price filed | 2009-07-06 | |
| 2009-07-06 holding as of filing | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 10,556 owned after | no price filed | 2009-07-06 | |
| 2009-07-06 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 2,254 owned after | no price filed | 2009-07-06 | |
| 2009-07-06 holding as of filing | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 20,514 owned after | no price filed | 2009-07-06 | |
| 2009-07-06 holding as of filing | BLACK NATALIE A Director | 4/A | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 20,386 owned after | no price filed | 2009-07-06 | |
| 2009-07-01 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,374 105,542 owned after | $22.75 | 2009-07-06 | |
| 2009-07-01 | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Director's Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,374 58,270 owned after | $22.75 | 2009-07-06 | |
| 2009-07-01 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,099 22,066 owned after | $22.75 | 2009-07-06 | |
| 2009-07-01 | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +549 39,759 owned after | $22.75 | 2009-07-06 | |
| 2009-06-11 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units /Retirement Restoration Plan Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +7,470 13,954 owned after | $22.01 | 2009-07-07 | |
| 2009-06-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 14,585 owned after | no price filed | 2009-06-11 | |
| 2009-06-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 5,017 owned after | no price filed | 2009-06-11 | |
| 2009-06-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 12,343 owned after | no price filed | 2009-06-11 | |
| 2009-06-10 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units /Retirement Restoration Plan Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +5,629 6,479 owned after | $21.76 | 2009-06-11 | |
| 2009-06-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4/A | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,716 owned after | no price filed | 2009-06-04 | |
| 2009-06-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4/A | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 726 owned after | no price filed | 2009-06-04 | |
| 2009-06-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4/A | Corporate Units Derivative · Direct | Holding | no price filed | 2009-06-04 | ||
| 2009-06-02 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,716 owned after | no price filed | 2009-06-02 | |
| 2009-06-02 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 726 owned after | no price filed | 2009-06-02 | |
| 2009-06-02 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | no price filed | 2009-06-02 | ||
| 2009-06-02 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,246 owned after | no price filed | 2009-06-02 | |
| 2009-06-02 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,378 owned after | no price filed | 2009-06-02 | |
| 2009-06-02 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,590 owned after | no price filed | 2009-06-02 | |
| 2009-05-05 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,246 owned after | no price filed | 2009-05-05 | |
| 2009-05-05 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,378 owned after | no price filed | 2009-05-05 | |
| 2009-05-05 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,590 owned after | no price filed | 2009-05-05 | |
| 2009-05-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,716 owned after | no price filed | 2009-05-04 | |
| 2009-05-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 726 owned after | no price filed | 2009-05-04 | |
| 2009-05-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | no price filed | 2009-05-04 | ||
| 2009-04-06 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,716 owned after | no price filed | 2009-04-06 | |
| 2009-04-06 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 726 owned after | no price filed | 2009-04-06 | |
| 2009-04-06 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | no price filed | 2009-04-06 | ||
| 2009-04-06 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,246 owned after | no price filed | 2009-04-06 | |
| 2009-04-06 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,378 owned after | no price filed | 2009-04-06 | |
| 2009-04-06 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,590 owned after | no price filed | 2009-04-06 | |
| 2009-04-03 holding as of filing | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 10,490 owned after | no price filed | 2009-04-03 |