JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 282 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-14: Reporting owner Boyd Colin; Form 4; Security Phantom Stock Units/Restricted Stock Grant; Transaction Holding.
- 2009-12-14: Reporting owner Boyd Colin; Form 4; Security Phantom Stock Units/Restricted Stock Grant; Transaction Holding.
- 2009-12-14: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Retirement Restoration Plan; Transaction Holding.
- 2009-12-14: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Restricted Stock Grant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-14 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 6,500 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 4,110 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 34,158 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 133,536 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 2,094 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 25,454 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,031 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 14,757 owned after | no price filed | 2009-12-14 | |
| 2009-12-14 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 12,459 owned after | no price filed | 2009-12-14 | |
| 2009-12-11 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,288 85,503 owned after | $27.37 | 2009-12-14 | |
| 2009-12-11 | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,165 25,892 owned after | $27.37 | 2009-12-14 | |
| 2009-12-11 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,485 6,562 owned after | $27.37 | 2009-12-14 | |
| 2009-12-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,778 owned after | no price filed | 2009-12-03 | |
| 2009-12-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,260 owned after | no price filed | 2009-12-03 | |
| 2009-12-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,524 owned after | no price filed | 2009-12-03 | |
| 2009-12-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 6,500 owned after | no price filed | 2009-12-03 | |
| 2009-12-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 727 owned after | no price filed | 2009-12-03 | |
| 2009-12-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,748 owned after | no price filed | 2009-12-03 | |
| 2009-12-02 holding as of filing | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 9,403 owned after | no price filed | 2009-12-02 | |
| 2009-11-23 holding as of filing | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 10,614 owned after | no price filed | 2009-11-23 | |
| 2009-11-23 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 33,009 owned after | no price filed | 2009-11-23 | |
| 2009-11-23 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 2,267 owned after | no price filed | 2009-11-23 | |
| 2009-11-23 holding as of filing | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 20,626 owned after | no price filed | 2009-11-23 | |
| 2009-11-19 | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Director's Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92 59,937 owned after | $27.25 | 2009-11-23 | |
| 2009-11-19 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92 107,468 owned after | $27.25 | 2009-11-23 | |
| 2009-11-19 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92 23,284 owned after | $27.25 | 2009-11-23 | |
| 2009-11-19 | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46 40,525 owned after | $27.25 | 2009-11-23 | |
| 2009-11-17 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 113,000 owned after | no price filed | 2009-11-17 | |
| 2009-11-17 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 54,718 owned after | no price filed | 2009-11-17 | |
| 2009-11-17 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 110,901 owned after | no price filed | 2009-11-17 | |
| 2009-11-16 holding as of filing | LACY WILLIAM H Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | Holding | 54,182 owned after | no price filed | 2009-11-16 | |
| 2009-11-16 holding as of filing | LACY WILLIAM H Director | 4 | Phantom Stock Units / Directors' Retirement Stock Plan Derivative · Direct | Holding | 22,083 owned after | no price filed | 2009-11-16 | |
| 2009-11-16 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 113,000 owned after | no price filed | 2009-11-16 | |
| 2009-11-16 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 54,718 owned after | no price filed | 2009-11-16 | |
| 2009-11-16 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 110,901 owned after | no price filed | 2009-11-16 | |
| 2009-11-10 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,031 owned after | no price filed | 2009-11-10 | |
| 2009-11-10 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 14,757 owned after | no price filed | 2009-11-10 | |
| 2009-11-10 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 5,076 owned after | no price filed | 2009-11-10 | |
| 2009-11-10 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 12,459 owned after | no price filed | 2009-11-10 | |
| 2009-11-04 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 54,718 owned after | no price filed | 2009-11-04 | |
| 2009-11-04 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 110,901 owned after | no price filed | 2009-11-04 | |
| 2009-11-04 holding as of filing | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 9,403 owned after | no price filed | 2009-11-04 | |
| 2009-11-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,748 owned after | no price filed | 2009-11-04 | |
| 2009-11-03 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 8,174 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 2,148 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 12,270 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,260 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,524 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,031 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 14,757 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 5,076 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 20,011 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 956 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,189 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 10,674 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 22,244 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 4,110 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | 41 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 25,000 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 1,991 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 21,727 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 25,454 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 33,934 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 82,215 owned after | no price filed | 2009-11-03 | |
| 2009-11-03 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 133,536 owned after | no price filed | 2009-11-03 | |
| 2009-11-02 | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,000 113,000 owned after | $24.71 | 2009-11-04 | |
| 2009-11-02 | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $24.71 | 2009-11-04 | |
| 2009-11-02 | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −202 727 owned after | $24.71 | 2009-11-04 | |
| 2009-11-02 | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $24.71 | 2009-11-03 | |
| 2009-11-02 | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −672 1,723 owned after | $24.71 | 2009-11-03 | |
| 2009-11-02 | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −202 1,778 owned after | $24.71 | 2009-11-03 | |
| 2009-11-02 | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −672 1,141 owned after | $24.71 | 2009-11-03 | |
| 2009-11-02 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −437 12,459 owned after | $24.71 | 2009-11-03 | |
| 2009-11-02 | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $24.71 | 2009-11-03 | |
| 2009-11-02 | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $24.71 | 2009-11-03 | |
| 2009-10-29 holding as of filing | MYERS C DAVID Officer (Vice President) | 4/A | Corporate Units Derivative · Direct | Holding | 6,000 owned after | no price filed | 2009-10-29 | |
| 2009-10-29 holding as of filing | MYERS C DAVID Officer (Vice President) | 4/A | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 12,048 owned after | no price filed | 2009-10-29 | |
| 2009-10-29 holding as of filing | MYERS C DAVID Officer (Vice President) | 4/A | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 2,138 owned after | no price filed | 2009-10-29 | |
| 2009-10-28 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4/A | Corporate Units Derivative · Direct | Holding | 41 owned after | no price filed | 2009-10-28 | |
| 2009-10-28 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4/A | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 25,000 owned after | no price filed | 2009-10-28 | |
| 2009-10-05 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,189 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 10,641 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 22,244 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 54,718 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 114,262 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 41 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 8,174 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 2,719 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 12,193 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 2,396 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,260 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,524 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,980 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,748 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 929 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,031 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 14,757 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 5,076 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 12,896 owned after | no price filed | 2009-10-05 | |
| 2009-10-05 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 33,862 owned after | no price filed | 2009-10-05 |