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JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2007

JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 337 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2007-12-12: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units - Long-Term Incentive Plan; Transaction Holding.
  • 2007-12-12: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units/Excess Benefit Plan-Common; Transaction Holding.
  • 2007-12-07: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units - Annual Incentive Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2007-12-04: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Excess Benefit Plan; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2007-12-12
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,878 owned after
no price filed2007-12-12
2007-12-12
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,737 owned after
no price filed2007-12-12
2007-12-07VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,698
73,080 owned after
$38.032007-12-12
2007-12-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,206 owned after
no price filed2007-12-04
2007-12-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
11,987 owned after
no price filed2007-12-04
2007-12-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
1,960 owned after
no price filed2007-12-04
2007-12-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
68,383 owned after
no price filed2007-12-04
2007-12-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,878 owned after
no price filed2007-12-04
2007-12-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,737 owned after
no price filed2007-12-04
2007-12-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,630 owned after
no price filed2007-12-04
2007-12-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
363 owned after
no price filed2007-12-04
2007-11-16
holding as of filing
CLARIOND EUGENIO
Director
4/APhantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
Holding
356 owned after
no price filed2007-11-16
2007-11-16
holding as of filing
CLARIOND EUGENIO
Director
4/APhantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
706 owned after
no price filed2007-11-16
2007-11-05
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
36,780 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/LTPP
Derivative · Direct
Holding
32,939 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
6,169 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
8,127 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
193 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
ROELL STEPHEN A
Director, Officer (Chief Executive Officer)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
52,371 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
ROELL STEPHEN A
Director, Officer (Chief Executive Officer)
4Phantom Stock Units / Restricted Stock Grant
Derivative · Direct
Holding
104,274 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
9,294 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units - LTIP Plan
Derivative · Direct
Holding
2,659 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units /Excess Benefits Plan
Derivative · Direct
Holding
823 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
MYERS C DAVID
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
725 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
ZUTZ DENISE M
Officer (Vice President)
4Phantom Stock Units / Excess Benefit Plan
Derivative · Direct
Holding
8,998 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
ZUTZ DENISE M
Officer (Vice President)
4Phantom Stock Units / Restricted Stock Plan
Derivative · Direct
Holding
1,118 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
4,966 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
6,139 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
OKARMA JEROME D
Officer (VP, Secretary & Gen Counsel)
4Phantom Stock Units/Excess 401(k) Plan
Derivative · Direct
Holding
7,824 owned after
no price filed2007-11-05
2007-11-05
holding as of filing
OKARMA JEROME D
Officer (VP, Secretary & Gen Counsel)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
1,088 owned after
no price filed2007-11-05
2007-11-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,630 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
363 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,206 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
11,987 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
1,960 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
68,383 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,878 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,737 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
MCDONALD R BRUCE
Officer (Exec Vice President & CFO)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
68,727 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
MCDONALD R BRUCE
Officer (Exec Vice President & CFO)
4Phantom Stock Units / Excess Benefit Plan-Common
Derivative · Direct
Holding
16,565 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
Bolzenius Beda
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
127 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
DAVIS SUSAN F
Officer (Executive Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
915 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
DAVIS SUSAN F
Officer (Executive Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
71 owned after
no price filed2007-11-02
2007-11-02
holding as of filing
DAVIS SUSAN F
Officer (Executive Vice President)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
131 owned after
no price filed2007-11-02
2007-11-01Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,000
24,363 owned after
$42.072007-11-05
2007-11-01Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,500
12,098 owned after
$42.072007-11-05
2007-11-01VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,000
21,290 owned after
$42.072007-11-05
2007-11-01Kreh Susan M
Officer (Vice Pres. & Corp. Controller)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,000
9,000 owned after
$42.072007-11-02
2007-11-01MCDONALD R BRUCE
Officer (Exec Vice President & CFO)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+36,000
127,809 owned after
$42.072007-11-02
2007-11-01DAVIS SUSAN F
Officer (Executive Vice President)
4Phanton Stock Units/ Restricted Stock Grant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+18,000
40,856 owned after
$42.072007-11-02
2007-10-31
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
Holding
356 owned after
no price filed2007-10-31
2007-10-31
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
706 owned after
no price filed2007-10-31
2007-10-29BARTH JOHN M
Director, Officer (Chairman)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities−291,068
372,781 owned after
$44.002007-10-30
2007-10-29BARTH JOHN M
Director, Officer (Chairman)
4Phantom Stock Units/LTPP
Derivative · Direct
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities−166,460
0 owned after
$44.002007-10-30
2007-10-29BARTH JOHN M
Director, Officer (Chairman)
4Phantom Stock Units/Excess Benefit Plan - Common
Derivative · Direct
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities−105,711
0 owned after
$44.002007-10-30
2007-10-09
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,090 owned after
no price filed2007-10-09
2007-10-09
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units - LTIP Plan
Derivative · Direct
Holding
884 owned after
no price filed2007-10-09
2007-10-09
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units /Excess Benefits Plan
Derivative · Direct
Holding
274 owned after
no price filed2007-10-09
2007-10-09
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
490 owned after
no price filed2007-10-09
2007-10-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
68,383 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,878 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,737 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
4,966 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
6,099 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
12,290 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,630 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
363 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,206 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
11,987 owned after
no price filed2007-10-04
2007-10-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
1,960 owned after
no price filed2007-10-04
2007-10-02
holding as of filing
BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
11,661 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
MORCOTT SOUTHWOOD J
Director
4Phantom Stock Units/Directors' Retirement Stock Account
Derivative · Direct
Holding
45 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
3,377 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
CORNOG ROBERT A
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
10,502 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
721 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
6,562 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
ZUTZ DENISE M
Officer (Vice President)
4Phantom Stock Units / Excess Benefit Plan
Derivative · Direct
Holding
2,991 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
ZUTZ DENISE M
Officer (Vice President)
4Phantom Stock Units / Restricted Stock Plan
Derivative · Direct
Holding
343 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
12,226 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/LTPP
Derivative · Direct
Holding
10,950 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
1,884 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,651 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,014 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,085 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,732 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
2,619 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,904 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
ROELL STEPHEN A
Director, Officer (Chief Executive Officerwe)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
17,409 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
ROELL STEPHEN A
Director, Officer (Chief Executive Officerwe)
4Phantom Stock Units / Restricted Stock Grant
Derivative · Direct
Holding
34,501 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
OKARMA JEROME D
Officer (VP, Secretary & Gen Counsel)
4Phantom Stock Units/Excess 401(k) Plan
Derivative · Direct
Holding
2,601 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
OKARMA JEROME D
Officer (VP, Secretary & Gen Counsel)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
320 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
MYERS C DAVID
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
214 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,090 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units - LTIP Plan
Derivative · Direct
Holding
884 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units /Excess Benefits Plan
Derivative · Direct
Holding
274 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
490 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
MCDONALD R BRUCE
Officer (Exec Vice President & CFO)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
22,846 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
MCDONALD R BRUCE
Officer (Exec Vice President & CFO)
4Phantom Stock Units / Excess Benefit Plan-Common
Derivative · Direct
Holding
5,464 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
MCDONALD R BRUCE
Officer (Exec Vice President & CFO)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
30,519 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
874 owned after
no price filed2007-10-02