JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 257 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-18: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units - Long-Term Incentive Plan; Transaction Holding.
- 2008-12-18: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units/Excess Benefit Plan-Common; Transaction Holding.
- 2008-12-18: Reporting owner Molinaroli Alex A; Form 4; Security Phantom Stock Units /Excess Benefits Plan; Transaction Holding.
- 2008-12-18: Reporting owner Molinaroli Alex A; Form 4; Security Phantom Stock Units - Restricted Stock Plan; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-18 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 8,011 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 5,928 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units /Excess Benefits Plan Derivative · Direct | Holding | 837 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 11,627 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units / Excess Benefit Plan-Common Derivative · Direct | Holding | 23,661 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 129,961 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4/A | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 503 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4/A | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 24,773 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 503 owned after | no price filed | 2008-12-18 | |
| 2008-12-18 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 24,773 owned after | no price filed | 2008-12-18 | |
| 2008-12-16 | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,667 82,978 owned after | $18.12 | 2008-12-18 | |
| 2008-12-16 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,945 14,395 owned after | $18.12 | 2008-12-18 | |
| 2008-12-16 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,252 4,956 owned after | $18.12 | 2008-12-18 | |
| 2008-12-16 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,199 80,083 owned after | $18.12 | 2008-12-18 | |
| 2008-12-16 | Augustin Jeffrey G Officer (Vice President) | 4/A | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,969 21,233 owned after | $18.12 | 2008-12-18 | |
| 2008-12-16 | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,969 21,233 owned after | $27.18 | 2008-12-18 | |
| 2008-12-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 74,311 owned after | no price filed | 2008-12-04 | |
| 2008-12-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 8,011 owned after | no price filed | 2008-12-04 | |
| 2008-12-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 5,918 owned after | no price filed | 2008-12-04 | |
| 2008-12-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,674 owned after | no price filed | 2008-12-04 | |
| 2008-12-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 462 owned after | no price filed | 2008-12-04 | |
| 2008-12-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,227 owned after | no price filed | 2008-12-04 | |
| 2008-12-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,189 owned after | no price filed | 2008-12-04 | |
| 2008-12-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,084 owned after | no price filed | 2008-12-04 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 931 owned after | no price filed | 2008-12-03 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 72 owned after | no price filed | 2008-12-03 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 133 owned after | no price filed | 2008-12-03 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phanton Stock Units/ Restricted Stock Grant Derivative · Direct | Holding | 41,589 owned after | no price filed | 2008-12-03 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4/A | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 926 owned after | no price filed | 2008-12-03 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4/A | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 72 owned after | no price filed | 2008-12-03 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4/A | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 133 owned after | no price filed | 2008-12-03 | |
| 2008-12-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4/A | Phanton Stock Units/ Restricted Stock Grant Derivative · Direct | Holding | 41,305 owned after | no price filed | 2008-12-03 | |
| 2008-11-13 holding as of filing | BARTH JOHN M Director | 5 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 124,376 owned after | no price filed | 2008-11-13 | |
| 2008-11-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 74,311 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 8,011 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 5,876 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,674 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 462 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,227 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,189 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,084 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,227 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,189 owned after | no price filed | 2008-11-04 | |
| 2008-11-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,084 owned after | no price filed | 2008-11-04 | |
| 2008-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 9,406 owned after | no price filed | 2008-11-03 | |
| 2008-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 2,691 owned after | no price filed | 2008-11-03 | |
| 2008-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units /Excess Benefits Plan Derivative · Direct | Holding | 833 owned after | no price filed | 2008-11-03 | |
| 2008-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 11,407 owned after | no price filed | 2008-11-03 | |
| 2008-10-30 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,674 owned after | no price filed | 2008-10-30 | |
| 2008-10-30 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 462 owned after | no price filed | 2008-10-30 | |
| 2008-10-06 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 74,311 owned after | no price filed | 2008-10-06 | |
| 2008-10-06 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 8,011 owned after | no price filed | 2008-10-06 | |
| 2008-10-06 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 5,876 owned after | no price filed | 2008-10-06 | |
| 2008-10-03 holding as of filing | BARNETT ROBERT L Director | 4 | Phantom Stock Units / Directors' Retirement Plan Derivative · Direct | Holding | 35,670 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 10,330 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 32,125 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 20,074 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/Retirement Restoration-Excess 401k Plan Derivative · Direct | Holding | 37,982 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/LTPP Derivative · Direct | Holding | 33,494 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 4,004 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Excess 401(k) Plan Derivative · Direct | Holding | 5,825 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 1,127 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,674 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 462 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,227 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,189 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 1,084 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 73,957 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 7,973 owned after | no price filed | 2008-10-03 | |
| 2008-10-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 5,834 owned after | no price filed | 2008-10-03 | |
| 2008-10-02 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,026 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 7,754 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 21,546 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 53,000 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 103,842 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen Counsel) | 4 | Phantom Stock Units/Excess 401(k) Plan Derivative · Direct | Holding | 7,918 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen Counsel) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 1,126 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 9,406 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 2,691 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units /Excess Benefits Plan Derivative · Direct | Holding | 833 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 11,407 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 69,551 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units / Excess Benefit Plan-Common Derivative · Direct | Holding | 22,835 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 129,342 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 9,108 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 926 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 72 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 133 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phanton Stock Units/ Restricted Stock Grant Derivative · Direct | Holding | 41,305 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 579 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 8,225 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 195 owned after | no price filed | 2008-10-02 | |
| 2008-10-02 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 24,655 owned after | no price filed | 2008-10-02 | |
| 2008-10-01 | BARNETT ROBERT L Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +814 183,805 owned after | $28.79 | 2008-10-03 | |
| 2008-10-01 | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Director's Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +868 44,094 owned after | $28.79 | 2008-10-03 | |
| 2008-10-01 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,085 90,353 owned after | $28.79 | 2008-10-03 | |
| 2008-10-01 | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +434 29,507 owned after | $28.79 | 2008-10-03 | |
| 2008-10-01 | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units/Restricked Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $28.79 exercise price | 2008-10-03 | |
| 2008-09-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 73,957 owned after | no price filed | 2008-09-03 | |
| 2008-09-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 7,973 owned after | no price filed | 2008-09-03 |