JOHNSON CONTROLS INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 91 rows, 91 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-22: Reporting owner Bolzenius Beda; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-21: Reporting owner Boyd Colin; Form 4; Security Stock Appreciation Rights; Transaction Holding.
- 2013-11-21: Reporting owner Boyd Colin; Form 4; Security Stock Appreciation Rights; Transaction Holding.
- 2013-11-21: Reporting owner Bolzenius Beda; Form 4; Security Stock Appreciation Rights; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Bolzenius Beda Officer (VP & President, AE - Seating) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −192,000 0 owned after | $23.97 exercise price | 2013-11-25 | |
| 2013-11-21 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 40,000 owned after | $28.79 exercise price | 2013-11-21 | |
| 2013-11-21 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 40,000 owned after | $24.87 exercise price | 2013-11-21 | |
| 2013-11-21 holding as of filing | Bolzenius Beda Officer (VP & President, AE - Seating) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2013-11-21 | |
| 2013-05-23 | Bolzenius Beda Officer (VP & President, AE - Seating) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $20.56 exercise price | 2013-05-24 | |
| 2013-05-23 | Bolzenius Beda Officer (VP & President, AE - Seating) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $22.56 exercise price | 2013-05-24 | |
| 2012-11-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2012-11-02 | |
| 2012-11-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2012-11-02 | |
| 2012-11-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2012-11-02 | |
| 2012-10-10 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2012-10-10 | |
| 2012-10-10 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2012-10-10 | |
| 2012-10-10 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2012-10-10 | |
| 2011-11-03 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2011-11-03 | |
| 2011-11-03 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2011-11-03 | |
| 2011-11-03 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2011-11-03 | |
| 2011-10-11 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2011-10-11 | |
| 2011-10-11 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2011-10-11 | |
| 2011-10-11 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2011-10-11 | |
| 2011-08-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2011-08-02 | |
| 2011-08-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2011-08-02 | |
| 2011-08-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2011-08-02 | |
| 2010-11-01 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2010-11-01 | |
| 2010-11-01 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2010-11-01 | |
| 2010-11-01 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2010-11-01 | |
| 2010-10-05 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2010-10-05 | |
| 2010-10-05 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2010-10-05 | |
| 2010-10-05 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2010-10-05 | |
| 2009-11-03 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2009-11-03 | |
| 2009-11-03 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2009-11-03 | |
| 2009-11-03 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2009-11-03 | |
| 2009-10-05 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2009-10-05 | |
| 2009-10-05 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2009-10-05 | |
| 2009-10-05 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2009-10-05 | |
| 2009-02-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2009-02-04 | |
| 2009-02-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2009-02-04 | |
| 2009-02-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2009-02-04 | |
| 2009-02-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2009-02-04 | |
| 2009-02-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2009-02-04 | |
| 2009-02-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2009-02-04 | |
| 2008-10-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2008-10-02 | |
| 2008-10-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2008-10-02 | |
| 2008-10-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2008-10-02 | |
| 2008-01-24 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2008-01-24 | |
| 2007-11-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 15,000 owned after | $20.56 exercise price | 2007-11-02 | |
| 2007-11-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 150,000 owned after | $22.56 exercise price | 2007-11-02 | |
| 2007-11-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 192,000 owned after | $23.97 exercise price | 2007-11-02 | |
| 2007-10-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 5,000 owned after | $61.69 exercise price | 2007-10-02 | |
| 2007-10-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $67.69 exercise price | 2007-10-02 | |
| 2007-10-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 64,000 owned after | $71.90 exercise price | 2007-10-02 | |
| 2007-01-25 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Righrts Derivative · Direct | Holding | 14,000 owned after | $67.69 exercise price | 2007-01-25 | |
| 2007-01-25 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Righrts Derivative · Direct | Holding | 7,000 owned after | $71.90 exercise price | 2007-01-25 | |
| 2007-01-24 | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $40.30 | 2007-01-25 | |
| 2007-01-24 | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | $52.55 | 2007-01-25 | |
| 2007-01-24 | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 7,000 owned after | $61.69 | 2007-01-25 | |
| 2006-12-20 holding as of filing | Bolzenius Beda Officer (Vice President) | 4/A | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $67.69 exercise price | 2006-12-20 | |
| 2006-12-20 holding as of filing | Bolzenius Beda Officer (Vice President) | 4/A | Stock Appreciation Rights Derivative · Direct | Holding | 64,000 owned after | $71.90 exercise price | 2006-12-20 | |
| 2006-12-12 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 5,000 owned after | $61.69 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $67.69 exercise price | 2006-12-12 | |
| 2006-12-12 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 64,000 owned after | $71.90 exercise price | 2006-12-12 | |
| 2006-11-21 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $67.69 exercise price | 2006-11-21 | |
| 2006-11-21 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 64,000 owned after | $71.90 exercise price | 2006-11-21 | |
| 2006-11-17 | Bolzenius Beda Officer (Vice President) | 4/A | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $61.69 | 2006-12-20 | |
| 2006-11-17 | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $61.69 | 2006-11-21 | |
| 2006-10-04 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 10,000 owned after | $40.30 exercise price | 2006-10-04 | |
| 2006-10-04 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 8,500 owned after | $52.55 exercise price | 2006-10-04 | |
| 2006-10-04 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 14,000 owned after | $61.69 exercise price | 2006-10-04 | |
| 2006-10-04 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Righrts Derivative · Direct | Holding | 14,000 owned after | $67.69 exercise price | 2006-10-04 | |
| 2006-10-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 10,000 owned after | $61.69 exercise price | 2006-10-04 | |
| 2006-10-04 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $67.69 exercise price | 2006-10-04 | |
| 2006-10-02 | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Righrts Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $71.90 | 2006-10-04 | |
| 2006-10-02 | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,000 64,000 owned after | $71.90 | 2006-10-04 | |
| 2006-08-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 10,000 owned after | $61.69 exercise price | 2006-08-02 | |
| 2006-08-02 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 50,000 owned after | $67.69 exercise price | 2006-08-02 | |
| 2006-05-17 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Common Stock Derivative · Direct | Holding | 2,200 owned after | $40.12 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Common Stock Derivative · Direct | Holding | 6,000 owned after | $40.30 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Common Stock Derivative · Direct | Holding | 5,100 owned after | $52.55 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Common Stock Derivative · Direct | Holding | 5,100 owned after | $61.69 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Common Stock Derivative · Direct | Holding | 10,000 owned after | $67.69 exercise price | 2006-05-17 | |
| 2006-05-11 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 10,000 owned after | $40.30 exercise price | 2006-05-11 | |
| 2006-05-11 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 8,500 owned after | $52.55 exercise price | 2006-05-11 | |
| 2006-05-11 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 14,000 owned after | $61.69 exercise price | 2006-05-11 | |
| 2006-05-11 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Righrts Derivative · Direct | Holding | 14,000 owned after | $67.69 exercise price | 2006-05-11 | |
| 2006-05-09 | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $40.12 | 2006-05-11 | |
| 2006-01-05 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 10,000 owned after | $40.12 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 10,000 owned after | $40.30 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 8,500 owned after | $52.55 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 14,000 owned after | $61.69 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Righrts Derivative · Direct | Holding | 14,000 owned after | $67.69 exercise price | 2006-01-05 | |
| 2006-01-03 | Su Michael D Officer (Vice President) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $29.20 | 2006-01-05 |