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JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2008, Page 2

JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 257 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2008-09-03: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units/Excess Benefit Plan-Common; Transaction Holding.
  • 2008-09-03: Reporting owner Harvey Charles A; Form 4; Security Phantom Stock Units/Annual Incentive Plan; Transaction Holding.
  • 2008-09-03: Reporting owner Harvey Charles A; Form 4; Security Phantom Stock Units - Restricted Stock Plan; Transaction Holding.
  • 2008-09-03: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Excess Benefit Plan; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2008-09-03
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,834 owned after
no price filed2008-09-03
2008-09-03
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,662 owned after
no price filed2008-09-03
2008-09-03
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
382 owned after
no price filed2008-09-03
2008-09-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,221 owned after
no price filed2008-09-03
2008-09-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,131 owned after
no price filed2008-09-03
2008-09-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
929 owned after
no price filed2008-09-03
2008-08-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
73,957 owned after
no price filed2008-08-05
2008-08-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,973 owned after
no price filed2008-08-05
2008-08-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,834 owned after
no price filed2008-08-05
2008-08-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,662 owned after
no price filed2008-08-05
2008-08-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
382 owned after
no price filed2008-08-05
2008-08-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,221 owned after
no price filed2008-08-05
2008-08-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,131 owned after
no price filed2008-08-05
2008-08-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
929 owned after
no price filed2008-08-05
2008-07-15
holding as of filing
BARTH JOHN M
Director
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
124,376 owned after
no price filed2008-07-15
2008-07-02
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
10,234 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
CORNOG ROBERT A
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
31,828 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
19,888 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,215 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,076 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
782 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
73,623 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,937 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,807 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
35,340 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,650 owned after
no price filed2008-07-02
2008-07-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
305 owned after
no price filed2008-07-02
2008-07-01JOERRES JEFFREY A
Director
4Phantom Stock Units/Director's Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+857
42,829 owned after
$29.182008-07-02
2008-07-01CORNOG ROBERT A
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,071
88,805 owned after
$29.182008-07-02
2008-07-01BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+428
28,805 owned after
$29.182008-07-02
2008-07-01BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+803
181,299 owned after
$29.182008-07-02
2008-06-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
73,623 owned after
no price filed2008-06-04
2008-06-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,937 owned after
no price filed2008-06-04
2008-06-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,807 owned after
no price filed2008-06-04
2008-06-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,215 owned after
no price filed2008-06-04
2008-06-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,076 owned after
no price filed2008-06-04
2008-06-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
782 owned after
no price filed2008-06-04
2008-06-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,650 owned after
no price filed2008-06-04
2008-06-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
305 owned after
no price filed2008-06-04
2008-05-19
holding as of filing
LACY WILLIAM H
Director
4/APhantom Stock Units / Directors' Retirement Stock Plan
Derivative · Direct
Holding
21,214 owned after
no price filed2008-05-19
2008-05-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
73,623 owned after
no price filed2008-05-05
2008-05-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,937 owned after
no price filed2008-05-05
2008-05-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,807 owned after
no price filed2008-05-05
2008-05-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,650 owned after
no price filed2008-05-05
2008-05-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
305 owned after
no price filed2008-05-05
2008-05-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,215 owned after
no price filed2008-05-05
2008-05-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,076 owned after
no price filed2008-05-05
2008-05-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
782 owned after
no price filed2008-05-05
2008-05-01
holding as of filing
BARTH JOHN M
Director
4/APhantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
374,165 owned after
no price filed2008-05-01
2008-04-29BARTH JOHN M
Director
4/APhantom Stock Units/Restricted Stock Grant
Derivative · Direct
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities−251,734
123,814 owned after
$35.852008-05-01
2008-04-29BARTH JOHN M
Director
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities−251,734
123,814 owned after
$35.852008-04-30
2008-04-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
73,623 owned after
no price filed2008-04-04
2008-04-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,937 owned after
no price filed2008-04-04
2008-04-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,076 owned after
no price filed2008-04-04
2008-04-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
782 owned after
no price filed2008-04-04
2008-04-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,650 owned after
no price filed2008-04-04
2008-04-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
305 owned after
no price filed2008-04-04
2008-04-03
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
10,234 owned after
no price filed2008-04-03
2008-04-03
holding as of filing
CORNOG ROBERT A
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
31,828 owned after
no price filed2008-04-03
2008-04-03
holding as of filing
BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
19,888 owned after
no price filed2008-04-03
2008-04-03
holding as of filing
BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
35,340 owned after
no price filed2008-04-03
2008-04-01JOERRES JEFFREY A
Director
4Phantom Stock Units/Director's Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+711
41,972 owned after
$35.182008-04-03
2008-04-01CORNOG ROBERT A
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+889
87,374 owned after
$35.182008-04-03
2008-04-01BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+356
28,377 owned after
$35.182008-04-03
2008-04-01BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+667
180,496 owned after
$35.162008-04-03
2008-03-31VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
J Other acquisition or disposition (describe transaction)−220
5,807 owned after
no price filed2008-04-04
2008-03-31Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
J Other acquisition or disposition (describe transaction)−1,036
1,215 owned after
no price filed2008-04-04
2008-03-31Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
J Other acquisition or disposition (describe transaction)−778
0 owned after
no price filed2008-04-04
2008-03-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
73,352 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,908 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
6,006 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
778 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,640 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
243 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,246 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,031 owned after
no price filed2008-03-04
2008-03-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
663 owned after
no price filed2008-03-04
2008-02-14
holding as of filing
BARTH JOHN M
Director, Officer (Chairman)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
374,165 owned after
no price filed2008-02-14
2008-02-12BARTH JOHN M
Director
4/APhantom Stock Units/Excess Benefit Plan - Common
Derivative · Direct
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities−10,702
0 owned after
$34.652008-05-01
2008-02-12BARTH JOHN M
Director, Officer (Chairman)
4Phantom Stock Units/Excess Benefit Plan - Common
Derivative · Direct
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities−10,702
0 owned after
$34.652008-02-14
2008-02-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
2,640 owned after
no price filed2008-02-04
2008-02-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
243 owned after
no price filed2008-02-04
2008-02-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
73,352 owned after
no price filed2008-02-04
2008-02-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
7,908 owned after
no price filed2008-02-04
2008-02-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
5,786 owned after
no price filed2008-02-04
2008-02-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,211 owned after
no price filed2008-02-04
2008-02-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
12,031 owned after
no price filed2008-02-04
2008-02-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
663 owned after
no price filed2008-02-04
2008-01-25
holding as of filing
LACY WILLIAM H
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
Holding
42,016 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
LACY WILLIAM H
Director
4Phantom Stock Units / Directors' Retirement Stock Plan
Derivative · Direct
Holding
21,214 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
TEERLINK RICHARD F
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
38,008 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
ARCHER DENNIS W
Director
4Phantom Stock Units/Directors' Retirement Stock Account
Derivative · Direct
Holding
9,924 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
MORCOTT SOUTHWOOD J
Director
4Phantom Stock Units/Directors' Deferred Comp Plan
Derivative · Direct
Holding
49,711 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
CORNOG ROBERT A
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
31,711 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
10,197 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
35,210 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
19,814 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
CLARIOND EUGENIO
Director
4/APhantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
2,177 owned after
no price filed2008-01-25
2008-01-25
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
2,177 owned after
no price filed2008-01-25
2008-01-24MORCOTT SOUTHWOOD J
Director
4Phantom Stock Units/Directors' Retirement Stock Account
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−135
0 owned after
$32.742008-01-25