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JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2006, Page 2

JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 369 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2006-10-04: Reporting owner Harvey Charles A; Form 4; Security Phantom Stock Units - Restricted Stock Plan; Transaction Holding.
  • 2006-10-04: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Excess Benefit Plan; Transaction Holding.
  • 2006-10-04: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Annual Incentive Plan; Transaction Holding.
  • 2006-10-04: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Restricted Stock Plan; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2006-10-04
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
55 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
397 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,944 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
388 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
301 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
23 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
43 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phanton Stock Units/ Restricted Stock Grant
Derivative · Direct
Holding
7,399 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
MYERS C DAVID
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
110 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
Bolzenius Beda
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
10 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
BARTH JOHN M
Director, Officer (Chairman and CEO)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
218,443 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
BARTH JOHN M
Director, Officer (Chairman and CEO)
4Phantom Stock Units/LTPP
Derivative · Direct
Holding
54,774 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
BARTH JOHN M
Director, Officer (Chairman and CEO)
4Phantom Stock Units/Excess Benefit Plan - Common
Derivative · Direct
Holding
34,785 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
5,055 owned after
no price filed2006-10-04
2006-10-04
holding as of filing
Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
64 owned after
no price filed2006-10-04
2006-10-03
holding as of filing
CORNOG ROBERT A
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
10,396 owned after
no price filed2006-10-03
2006-10-03
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
3,343 owned after
no price filed2006-10-03
2006-10-03
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
3,343 owned after
no price filed2006-10-03
2006-10-02
holding as of filing
BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
11,543 owned after
no price filed2006-10-02
2006-10-02
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
714 owned after
no price filed2006-10-02
2006-09-29CORNOG ROBERT A
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+223
24,317 owned after
$71.742006-10-03
2006-09-29JOERRES JEFFREY A
Director
4Phantom Stock Units/Director's Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+105
9,894 owned after
$71.742006-10-03
2006-09-29JOERRES JEFFREY A
Director
4Phantom Stock Units/Director's Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+105
9,894 owned after
$71.742006-10-03
2006-09-29BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+167
55,237 owned after
$71.742006-10-02
2006-09-29CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31
473 owned after
$71.742006-10-02
2006-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
1,628 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,536 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,028 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,414 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - LTPP Plan
Derivative · Direct
Holding
2,582 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,817 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
862 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
36 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
395 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,929 owned after
no price filed2006-09-05
2006-09-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
309 owned after
no price filed2006-09-05
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
Holding
54,855 owned after
no price filed2006-08-25
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
11,498 owned after
no price filed2006-08-25
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
Holding
53,727 owned after
no price filed2006-08-25
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
11,417 owned after
no price filed2006-08-25
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
Holding
54,633 owned after
no price filed2006-08-25
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
11,459 owned after
no price filed2006-08-25
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
Holding
48,253 owned after
no price filed2006-08-25
2006-08-25
holding as of filing
BARNETT ROBERT L
Director
4/APhantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
10,013 owned after
no price filed2006-08-25
2006-08-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4/APhantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
395 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4/APhantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,929 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4/APhantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
309 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,414 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - LTPP Plan
Derivative · Direct
Holding
2,582 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,817 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
1,628 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,536 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,028 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
395 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,929 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
309 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
862 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
36 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
12,056 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/LTPP
Derivative · Direct
Holding
10,797 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
WANDELL KEITH E
Officer (President and COO)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
1,013 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
300 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
23 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
43 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
DAVIS SUSAN F
Officer (Vice President)
4Phanton Stock Units/ Restricted Stock Grant
Derivative · Direct
Holding
7,333 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
ROELL STEPHEN A
Director, Officer (Vice Chairman & Exec Vice Pres)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
17,166 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
ROELL STEPHEN A
Director, Officer (Vice Chairman & Exec Vice Pres)
4Phantom Stock Units / Restricted Stock Grant
Derivative · Direct
Holding
33,203 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
MCDONALD R BRUCE
Officer (Vice President & CFO)
4Phantom Stock Units / Excess Benefit Plan-Common
Derivative · Direct
Holding
3,662 owned after
no price filed2006-08-02
2006-08-02
holding as of filing
MCDONALD R BRUCE
Officer (Vice President & CFO)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
18,786 owned after
no price filed2006-08-02
2006-08-01MCDONALD R BRUCE
Officer (Vice President & CFO)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,500
30,093 owned after
$75.812006-08-02
2006-07-06
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
1,628 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
1,536 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,028 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
395 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,929 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
309 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,414 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - LTPP Plan
Derivative · Direct
Holding
2,582 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,817 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
862 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
36 owned after
no price filed2006-07-06
2006-07-06
holding as of filing
BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
11,498 owned after
no price filed2006-07-06
2006-07-05
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
3,330 owned after
no price filed2006-07-05
2006-07-05
holding as of filing
CORNOG ROBERT A
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
10,356 owned after
no price filed2006-07-05
2006-07-05
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
710 owned after
no price filed2006-07-05
2006-06-30BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+36
54,855 owned after
$82.222006-07-06
2006-06-30JOERRES JEFFREY A
Director
4Phantom Stock Units/Director's Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+36
9,739 owned after
$82.222006-07-05
2006-06-30CORNOG ROBERT A
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+97
23,960 owned after
$82.222006-07-05
2006-06-30CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+18
437 owned after
$82.222006-07-05
2006-06-30
holding as of filing
WANDELL KEITH E
Officer (Executive Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
12,015 owned after
no price filed2006-06-30
2006-06-30
holding as of filing
WANDELL KEITH E
Officer (Executive Vice President)
4Phantom Stock Units/LTPP
Derivative · Direct
Holding
10,760 owned after
no price filed2006-06-30
2006-06-30
holding as of filing
WANDELL KEITH E
Officer (Executive Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
813 owned after
no price filed2006-06-30
2006-06-26
holding as of filing
Sherrill Gregg M
Officer (Vice President)
4Phantom Stock Units/Excess 401(k) Plan
Derivative · Direct
Holding
627 owned after
no price filed2006-06-26
2006-06-26
holding as of filing
Sherrill Gregg M
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
4,280 owned after
no price filed2006-06-26
2006-06-26
holding as of filing
Sherrill Gregg M
Officer (Vice President)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
6,829 owned after
no price filed2006-06-26
2006-06-26
holding as of filing
Sherrill Gregg M
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
240 owned after
no price filed2006-06-26
2006-06-21
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
2,590 owned after
no price filed2006-06-21
2006-06-21
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units - LTIP Plan
Derivative · Direct
Holding
619 owned after
no price filed2006-06-21
2006-06-21
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units /Excess Benefits Plan
Derivative · Direct
Holding
269 owned after
no price filed2006-06-21
2006-06-21
holding as of filing
Molinaroli Alex A
Officer (Vice President)
4/APhantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
222 owned after
no price filed2006-06-21