Advertisement
Screener

JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2007, Page 2

JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 337 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2007-10-02: Reporting owner Harvey Charles A; Form 4; Security Phantom Stock Units - Restricted Stock Plan; Transaction Holding.
  • 2007-10-02: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Excess Benefit Plan; Transaction Holding.
  • 2007-10-02: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Annual Incentive Plan; Transaction Holding.
  • 2007-10-02: Reporting owner Edwards Jeffrey S; Form 4; Security Phantom Stock Units - Restricted Stock Plan; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2007-10-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
107 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
401 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,985 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
597 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
DAVIS SUSAN F
Officer (Executive Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
304 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
DAVIS SUSAN F
Officer (Executive Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
24 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
DAVIS SUSAN F
Officer (Executive Vice President)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
44 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
DAVIS SUSAN F
Officer (Executive Vice President)
4Phanton Stock Units/ Restricted Stock Grant
Derivative · Direct
Holding
7,572 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Bolzenius Beda
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
35 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Long-Term Incentive Plan
Derivative · Direct
Holding
2,702 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
64 owned after
no price filed2007-10-02
2007-10-02
holding as of filing
Augustin Jeffrey G
Officer (Vice President)
4Phantom Stock Units/Restricted Stock Grant
Derivative · Direct
Holding
5,107 owned after
no price filed2007-10-02
2007-10-01BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+194
58,081 owned after
$120.632007-10-02
2007-10-01MORCOTT SOUTHWOOD J
Director
4Phantom Stock Units/Directors' Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+65
16,464 owned after
$120.632007-10-02
2007-10-01JOERRES JEFFREY A
Director
4Phantom Stock Units/Director's Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+207
12,342 owned after
$120.632007-10-02
2007-10-01CORNOG ROBERT A
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+259
27,201 owned after
$120.632007-10-02
2007-10-01CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+104
2,199 owned after
$120.632007-10-02
2007-10-01BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+104
8,100 owned after
$120.632007-10-02
2007-09-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
874 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
107 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
401 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,985 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
597 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4/APhantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,651 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4/APhantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,014 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4/APhantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,085 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,651 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,014 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,085 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,732 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
2,619 owned after
no price filed2007-09-05
2007-09-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,904 owned after
no price filed2007-09-05
2007-08-03
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,651 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,014 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,085 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,732 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
2,619 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,904 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
874 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
107 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
401 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,985 owned after
no price filed2007-08-03
2007-08-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
597 owned after
no price filed2007-08-03
2007-07-23
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
Holding
2,096 owned after
no price filed2007-07-23
2007-07-23
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
721 owned after
no price filed2007-07-23
2007-07-05
holding as of filing
CORNOG ROBERT A
Director
4Phantom Stock Units / Directors Retirement Stock Plan
Derivative · Direct
Holding
10,502 owned after
no price filed2007-07-05
2007-07-05
holding as of filing
JOERRES JEFFREY A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
3,377 owned after
no price filed2007-07-05
2007-07-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
401 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,985 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
597 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
874 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
107 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,732 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
2,619 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,904 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,651 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,014 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,085 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
MORCOTT SOUTHWOOD J
Director
4Phantom Stock Units/Directors' Retirement Stock Account
Derivative · Direct
Holding
45 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
721 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
6,562 owned after
no price filed2007-07-03
2007-07-03
holding as of filing
BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Retirement Plan
Derivative · Direct
Holding
11,661 owned after
no price filed2007-07-03
2007-07-02CORNOG ROBERT A
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+265
26,942 owned after
$118.122007-07-05
2007-07-02JOERRES JEFFREY A
Director
4Phantom Stock Units/Director's Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+212
12,134 owned after
$118.122007-07-05
2007-07-02MORCOTT SOUTHWOOD J
Director
4Phantom Stock Units/Directors' Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+66
16,399 owned after
$118.122007-07-03
2007-07-02CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+106
2,096 owned after
$118.122007-07-03
2007-07-02BLACK NATALIE A
Director
4Phantom Stock Units/Directors' Deferred Comp Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+106
7,997 owned after
$118.122007-07-03
2007-07-02BARNETT ROBERT L
Director
4Phantom Stock Units / Directors' Deferred Compensation Plan
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+198
57,886 owned after
$118.122007-07-03
2007-06-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,646 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,009 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,074 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
400 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,973 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
538 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
872 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
92 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,667 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
2,611 owned after
no price filed2007-06-05
2007-06-05
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,898 owned after
no price filed2007-06-05
2007-06-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,667 owned after
no price filed2007-06-04
2007-06-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
2,611 owned after
no price filed2007-06-04
2007-06-04
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,898 owned after
no price filed2007-06-04
2007-05-22
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,646 owned after
no price filed2007-05-22
2007-05-22
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,009 owned after
no price filed2007-05-22
2007-05-22
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,074 owned after
no price filed2007-05-22
2007-05-22
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,646 owned after
no price filed2007-05-22
2007-05-22
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,009 owned after
no price filed2007-05-22
2007-05-22
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,074 owned after
no price filed2007-05-22
2007-05-21
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Deferred Compensation Plan
Derivative · Direct
Holding
1,984 owned after
no price filed2007-05-21
2007-05-21
holding as of filing
CLARIOND EUGENIO
Director
4Phantom Stock Units/Directors' Retirement Stock Plan
Derivative · Direct
Holding
719 owned after
no price filed2007-05-21
2007-05-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
1,646 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
2,009 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
VOLTOLINA FRANK A
Officer (Vice President and Treasurer)
4Phantom Stock Units - Restricted Stock Grant
Derivative · Direct
Holding
4,074 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
22,667 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units - Long-Term Incentive Plan
Derivative · Direct
Holding
2,611 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
VALANJU SUBHASH S
Officer (Vice President and CIO)
4Phantom Stock Units/Excess Benefit Plan-Common
Derivative · Direct
Holding
1,898 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units/Annual Incentive Plan
Derivative · Direct
Holding
872 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
Harvey Charles A
Officer (Vice President)
4Phantom Stock Units - Restricted Stock Plan
Derivative · Direct
Holding
92 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Excess Benefit Plan
Derivative · Direct
Holding
400 owned after
no price filed2007-05-02
2007-05-02
holding as of filing
Edwards Jeffrey S
Officer (Vice President)
4Phantom Stock Units - Annual Incentive Plan
Derivative · Direct
Holding
3,973 owned after
no price filed2007-05-02