JMP Group Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-12-02: Form 8-K; Period of report 2014-12-01; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2014-10-24: Form 8-K; Period of report 2014-10-24; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2014-10-01: Form 8-K; Period of report 2014-09-30; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2014-09-16: Form 8-K; Period of report 2014-09-16; Description 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-12-02 | 8-K | 2014-12-01 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On December 1, 2014, JMP Group Inc., a Delaware corporation (the “Company”), held a special meeting of stockholders (the “Special Meeting”). | jmp20141201_8k.htm |
| 2014-10-24 | 8-K | 2014-10-24 | 2.02 Results of Operations and Financial Condition | 2.02 On October 24, 2014, JMP Group Inc. (the "Company") issued a press release announcing financial results for its third quarter ended September 30, 2014. | a50968825.htm |
| 2014-10-01 | 8-K | 2014-09-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On September 30, 2014, JMP Group, Inc. (the “Company”) closed a $370.5 million collateralized loan obligation (“CLO”) transaction. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | jmp20140929_8k.htm |
| 2014-09-16 | 8-K | 2014-09-16 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 JMP Group Inc. (the “Registrant”) is announcing that on September 16, 2014, the Registrant will make presentations to certain institutional investors. 8.01 The information contained in Item 7.01 is incorporated herein by reference. | jmp20140912_8k.htm |
| 2014-08-20 | 8-K | 2014-08-19 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 7.01 The information contained in Item 1.01 above is incorporated herein by reference. 8.01 The information contained in Item 7.01 above is incorporated herein by reference. | jmp20140820_8k.htm |
| 2014-07-29 | 8-K | 2014-07-29 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 On July 29, 2014, JMP Group Inc. (the “Company”) issued a press release announcing that its board of directors has instructed its management to finalize its due diligence regarding the potential consummation of a transaction whereby the Company would enter into a series of related and concurrent internal transactions to convert its corporate form into a limited liability company that would be taxed as a partnership, and not as a corporation, for U.S. federal income tax purposes. 8.01 The information contained in Item 7.01 is incorporated herein by reference. | jmp20140725_8k.htm |
| 2014-07-25 | 8-K | 2014-07-25 | 2.02 Results of Operations and Financial Condition | 2.02 On July 25, 2014, JMP Group Inc. (the "Company") issued a press release announcing financial results for its second quarter ended June 30, 2014. | a50911586.htm |
| 2014-06-04 | 8-K | 2014-06-04 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the "Registrant") is announcing that it will participate in the Sandler O’Neill 2014 Global Exchange and Brokerage Conference on June 4, 2014 and will make a presentation to institutional investors. | jmp20140602_8k.htm |
| 2014-06-03 | 8-K | 2014-06-03 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 2, 2014, JMP Group Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). | jmp20140602b_8k.htm |
| 2014-04-23 | 8-K | 2014-04-23 | 2.02 Results of Operations and Financial Condition | 2.02 On April 23, 2014, JMP Group Inc. (the "Company") issued a press release announcing financial results for its first quarter ended March 31, 2014. | a50848796.htm |
| 2014-02-14 | 8-K | 2014-02-14 | 2.02 Results of Operations and Financial Condition | 2.02 On February 14, 2014, JMP Group Inc. (the "Company") issued a press release announcing financial results for its fiscal year ended December 31, 2013 and fourth quarter ended December 31, 2013. | a50804215.htm |
| 2014-02-12 | 8-K | 2014-02-11 | 8.01 Other Events | 8.01 On February 11, 2014, JMP Group Inc. (the “Company”) issued $6.3 million of its 7.25% Senior Notes due 2021 (the “Overallotment Notes”) pursuant to the underwriters’ exercise in full of their over-allotment option in connection with the Company’s offering of $42 million of 7.25% Senior Notes due 2021 (the “Offering”), which was completed on January 29, 2014. | jmp20140210_8k.htm |
| 2014-01-30 | 8-K | 2014-01-29 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information regarding the Notes and the Indenture set forth in Item 1.01 is incorporated herein by reference. | jmp20140129_8k.htm |
| 2014-01-28 | 8-K | 2014-01-22 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On January 22, 2014, JMP Group Inc. (the “Company”) entered into an Underwriting Agreement with Keefe, Bruyette & Woods, Inc., Jefferies LLC and JMP Securities LLC, as representatives of the several underwriters named therein (the “Underwriters”), providing for, among other things, the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $42.0 million, in the aggregate, of the Company’s 7.25% Senior Notes due 2021 (the “Notes”). 8.01 In connection with the offering of the Notes, the Company is filing as Exhibit 5.1 hereto an opinion of counsel addressing the validity of the Notes. | jmp20140124_8k.htm |