JMP Group Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-16: Form 8-K; Period of report 2009-12-14; Description 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 7.01.
- 2009-11-04: Form 8-K; Period of report 2009-11-02; Description 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 2.02.
- 2009-08-21: Form 8-K; Period of report 2009-08-21; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2009-08-06: Form 8-K; Period of report 2009-08-06; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-16 | 8-K | 2009-12-14 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 JMP Group Inc. (the “Registrant”) is announcing that on December 16 and December 17, 2009 the Registrant will make presentations to certain institutional investors. 8.01 Effective December 14, 2009 the Chief Executive Officer of JMP Group Inc. (the “Company”), Joseph A. Jolson, has adopted prearranged trading plans (the “Plans”) in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) to sell shares of common stock of the Company on behalf of Joseph A. Jolson 1991 Trust dtd 6/4/91, of which Mr. Jolson is the trustee (the “1991 Trust”) and The Jolson Family Foundation, of which Mr. Jolson is the President and Treasurer (the “Family Foundation”) from time to time. | d8k.htm |
| 2009-11-04 | 8-K | 2009-11-02 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 2.02 On November 4, 2009, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its third quarter ended September 30, 2009. 5.02 On November 2, 2009, the Compensation Committee of the Board of Directors (the “Committee”) of JMP Group Inc. (the “Company”) approved amendments to certain restricted stock units (“RSUs”) that were granted in 2008 and 2009 to employees of the Company, including each of the Company’s named executive officers, under the Company’s 2007 Equity Incentive Plan (the “Plan”). 7.01 The Company is announcing that on November 5, 2009 the Company will make presentations to certain institutional investors. | d8k.htm |
| 2009-08-21 | 8-K | 2009-08-21 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that on August 21, 2009 the Registrant will make presentations to certain institutional investors. | d8k.htm |
| 2009-08-06 | 8-K | 2009-08-06 | 2.02 Results of Operations and Financial Condition | 2.02 On August 6, 2009, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its second quarter ended June 30, 2009. | d8k.htm |
| 2009-07-07 | 8-K | 2009-07-07 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the "Registrant") is announcing that on July 7 and July 8, 2009 the Registrant will make presentations to certain institutional investors. | rrd247900.htm |
| 2009-06-18 | 8-K/A | 2009-04-07 | 2.01 Completion of Acquisition or Disposition of Assets; 8.01 Other Events | 2.01 JMP Group Inc. (the “Company”) previously filed a Current Report on Form 8-K on April 13, 2009 (the “Initial Report”) to report the acquisition of 100% of the membership interests of Cratos Capital Partners, LLC and its subsidiary Cratos Capital Management, LLC (collectively, “Cratos”). 8.01 The Company is planning to file a universal shelf registration statement on Form S-3 with the Securities and Exchange Commission to register up to $100 million in securities. | d8ka.htm |
| 2009-06-03 | 8-K | 2009-06-03 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that it will participate in Sandler O’Neill + Partners’ Global Exchange and Electronic Trading Conference on June 5, 2009 and will make presentations to institutional investors both on the day of the event and on the two prior days, June 3 and 4, in separately arranged meetings. | d8k.htm |
| 2009-05-18 | 8-K | 2009-05-18 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that it will participate in The Eighth Annual JMP Securities Research Conference on May 18, 2009 and will make a presentation to institutional investors. | d8k.htm |
| 2009-05-07 | 8-K | 2009-05-07 | 2.02 Results of Operations and Financial Condition | 2.02 On May 7, 2009, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its first quarter ended March 31, 2009. | d8k.htm |
| 2009-04-13 | 8-K | 2009-04-07 | 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 2.01 Effective April 7, 2009, JMP Group Inc. (the “Company”), through its majority owned indirect subsidiary JMP Credit Corporation, completed the acquisition of 100% of the membership interests of Cratos Capital Partners, LLC and its subsidiary Cratos Capital Management, LLC (collectively, “Cratos”), an alternative asset manager of collateralized loan obligations, together with certain securities of Cratos CLO I, Ltd. (the “CLO”), a diversified portfolio of approximately $467 million par amount of first lien corporate loans for which Cratos serves as investment adviser. 7.01 On April 13, 2009, the Company issued a press release announcing that its majority-owned subsidiary JMP Credit Corporation had completed the acquisition of Cratos Capital Partners, LLC and its subsidiary Cratos Capital Management, LLC. | d8k.htm |
| 2009-04-01 | 8-K | 2009-03-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On March 30, 2009, Peter T. Paul resigned as a member of the Board of Directors of JMP Group Inc. (the "Company"). | rrd238521.htm |
| 2009-03-05 | 8-K | 2009-03-03 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.02 On March 4, 2009, JMP Group Inc. (the “Company”) issued a press release announcing certain financial information regarding the Company’s declared dividend and share repurchases. 5.02 (d) Election of Directors. 8.01 On March 3, 2009, the Company’s Board of Directors approved the additional repurchase of up to 500,000 shares of the Company’s outstanding common stock during the next twelve months. | d8k.htm |
| 2009-02-26 | 8-K | 2009-02-26 | 2.02 Results of Operations and Financial Condition | 2.02 On February 26, 2009, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its fiscal year ended December 31, 2008 and fourth quarter ended December 31, 2008. | d8k.htm |
| 2009-02-05 | 8-K | 2009-01-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 28, 2009, the Compensation Committee of the Board of Directors of JMP Group Inc. (the “Company”) approved the application of the Company’s 2008 Compensation Program (the “Program”) to its named executive officers. | d8k.htm |
| 2009-01-07 | 8-K | 2008-12-31 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On December 31, 2008, JMP Group LLC, our wholly owned subsidiary (the “Company”) entered into Amendment Number Three to Credit Agreement (the “Third Amendment”), which amends certain provisions of the Credit Agreement, dated as of August 3, 2006, by and between the Company and City National Bank (the “Lender”), as amended by Amendment Number One to Credit Agreement, dated as of December 17, 2007 and as further amended by Amendment Number Two to Credit Agreement, dated as of March 25, 2008 (collectively, the “Credit Agreement”). 2.03 The information contained in Item 1.01 of this report is incorporated by reference into this Item 2.03. | d8k.htm |