JMP Group Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2011-12-01: Form 8-K; Period of report 2011-12-01; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2011-10-26: Form 8-K; Period of report 2011-10-26; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2011-10-12: Form 8-K; Period of report 2011-10-12; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2011-10-05: Form 8-K/A; Period of report 2011-06-06; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2011-12-01 | 8-K | 2011-12-01 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that it will participate in the The Keefe, Bruyette & Woods Securities Brokerage & Market Structure Conference on December 1, 2011 and will make a presentation to institutional investors. | d262832d8k.htm |
| 2011-10-26 | 8-K | 2011-10-26 | 2.02 Results of Operations and Financial Condition | 2.02 On October 26, 2011, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its third quarter ended September 30, 2011. | d247022d8k.htm |
| 2011-10-12 | 8-K | 2011-10-12 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that on October 12, 2011 the Registrant will make presentations to certain institutional investors. | d241974d8k.htm |
| 2011-10-05 | 8-K/A | 2011-06-06 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 6, 2011, at the 2011 annual meeting of stockholders of the Company, the Company’s stockholders voted on, among other matters, an advisory proposal on the frequency of holding future advisory votes on executive compensation. | d239204d8ka.htm |
| 2011-09-26 | 8-K | 2011-09-26 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that it will participate in the JMP Securities Financial Services and Real Estate Conference on September 26, 2011 and will make a presentation to institutional investors. | d235668d8k.htm |
| 2011-08-25 | 8-K | 2011-08-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 JMP Group Inc. (the “Company”) previously disclosed that its wholly owned subsidiary, JMP Group LLC (“JMP Group LLC”), entered into a Credit Agreement, dated as of August 3, 2006, by and between JMP Group LLC and City National Bank (the “Lender”) (as amended, the “Credit Agreement”). 2.03 The information required by Item 2.03 relating to the Sixth Amendment is contained in Item 1.01 of this Current Report on Form 8-K and is incorporated herein by reference. 7.01 The Company issued the attached press release announcing the formation of Harvest Capital Credit LLC, a specialty finance company created to focus on middle market credit opportunities, to which Harvest Capital Strategies, a subsidiary of the Company, is making an equity commitment of $10 million and JMP Group LLC intends to provide debt financing of up to $30 million pursuant a loan agreement and in accordance with the Sixth Amendment described above. | d8k.htm |
| 2011-08-16 | 8-K | 2011-08-16 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that on August 16, 2011 the Registrant will make presentations to certain institutional investors. | d8k.htm |
| 2011-07-27 | 8-K | 2011-07-27 | 2.02 Results of Operations and Financial Condition | 2.02 On July 27, 2011, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its second quarter ended June 30, 2011. | d8k.htm |
| 2011-06-28 | 8-K | 2011-06-28 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that on June 28, 2011 the Registrant will make presentations to certain institutional investors. | d8k.htm |
| 2011-06-09 | 8-K | 2011-06-09 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that it will participate in the Sandler O’Neill 2011 Global Exchange and Brokerage Conference on June 9, 2011 and will make a presentation to institutional investors. | d8k.htm |
| 2011-06-07 | 8-K | 2011-06-06 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 6, 2011, JMP Group Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). | d8k.htm |
| 2011-05-09 | 8-K | 2011-05-09 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that it will participate in The Tenth Annual JMP Securities Research Conference on May 9, 2011 and will make a presentation to institutional investors. | d8k.htm |
| 2011-04-27 | 8-K | 2011-04-27 | 2.02 Results of Operations and Financial Condition | 2.02 On April 27, 2011, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its first quarter ended March 31, 2011. | d8k.htm |
| 2011-04-22 | 8-K | 2011-04-21 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d8k.htm |
| 2011-03-08 | 8-K | 2011-03-08 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that it will make a presentation to certain institutional investors on March 8, 2011. | d8k.htm |
| 2011-02-16 | 8-K | 2011-02-16 | 2.02 Results of Operations and Financial Condition | 2.02 On February 16, 2011, JMP Group Inc. (the “Company”) issued a press release announcing financial results for its fiscal year ended December 31, 2010 and fourth quarter ended December 31, 2010. | d8k.htm |
| 2011-01-31 | 8-K | 2011-01-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 26, 2011, JMP Group Inc. (the “Registrant”) announced the following senior management changes: (i) Carter Mack who is currently Director of Investment Banking and co-President of JMP Securities, will assume the position of President of the Registrant; (ii) Mark Lehmann who is currently Director of Equities and co-President of JMP Securities, will assume the position of President of JMP Securities; (iii) Craig Johnson who is currently President of the Registrant, will assume the positions of Vice Chairmen of the Registrant and Chairman of Harvest Capital Strategies LLC; and (iv) Kent Ledbetter who is currently Director of Corporate Finance at JMP Securities, will assume the position of Director of Investment Banking and join the Registrant’s Executive Committee. | d8k.htm |
| 2011-01-11 | 8-K | 2011-01-11 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the “Registrant”) is announcing that on January 11 and January 12, 2011 the Registrant will make presentations to certain institutional investors. | d8k.htm |