JMP Group Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-05-05: Form 8-K; Period of report 2015-05-05; Description 8.01 Other Events.
- 2015-02-13: Form 8-K; Period of report 2015-02-13; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2015-01-02: Form 8-K; Period of report 2015-01-01; Description 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 1.01.
- 2014-12-02: Form 8-K; Period of report 2014-12-01; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-05-05 | 8-K | 2015-05-05 | 8.01 Other Events | jmpllc20150504_8k.htm | |
| 2015-02-13 | 8-K | 2015-02-13 | 2.02 Results of Operations and Financial Condition | 2.02 On February 13, 2015, JMP Group LLC (the “Company”) issued a press release announcing financial results for its fiscal year ended December 31, 2014 and fourth quarter ended December 31, 2014. | a51039598.htm |
| 2015-01-02 | 8-K | 2015-01-01 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 2.01 On January 1, 2015, the Company completed the Merger and, in accordance with the Merger Agreement, Merger Corp. merged with and into the Company, with the Company continuing as the surviving entity and a wholly-owned subsidiary of JMP LLC. 3.01 In connection with the consummation of the Merger, the Company notified the NYSE that each share of Company Common Stock issued and outstanding immediately prior to the Merger, and each share of Company Common Stock held in the treasury of the Company immediately prior to the Merger, would be converted on a one-for-one basis into one issued and outstanding or treasury, as applicable, LLC Share. 3.03 The information that is required by this Item 3.03 is included in Item 2.01 and is incorporated herein by reference. 5.03 On January 2, 2015, the Company filed an amended and restated certificate of incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware in connection with the closing of the Merger. | jmp20141229_8k.htm |