JMP Group Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-12-17: Form 8-K; Period of report 2013-12-11; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2013-11-19: Form 8-K; Period of report 2013-11-19; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2013-10-23: Form 8-K; Period of report 2013-10-23; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2013-10-01: Form 8-K; Period of report 2013-10-01; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-12-17 | 8-K | 2013-12-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 On December 11, 2013, JMP Group Inc. (the “Company”) established, through its affiliate JMP Credit Advisors CLO III Ltd., a Cayman Islands vehicle (the “Borrower”), a $100 million revolving credit facility (the “Facility”) with BNP Paribas to finance the acquisition of a portfolio of assets, including certain debt obligations. | jmp20131216_8k.htm |
| 2013-11-19 | 8-K | 2013-11-19 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the "Registrant") is announcing that it will participate in the The Keefe, Bruyette & Woods 2013 Securities Brokerage & Market Structure Conference on November 19, 2013 in New York and will make a presentation to institutional investors. | jmp20131118_8k.htm |
| 2013-10-23 | 8-K | 2013-10-23 | 2.02 Results of Operations and Financial Condition | 2.02 On October 23, 2013, JMP Group Inc. (the "Company") issued a press release announcing financial results for its third quarter ended September 30, 2013. | a50734215.htm |
| 2013-10-01 | 8-K | 2013-10-01 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the "Registrant") is announcing that it will participate in the JMP Securities Financial Services and Real Estate Conference on October 1, 2013 in New York, New York and will make a presentation to institutional investors. | jmp20130930_8k.htm |
| 2013-08-08 | 8-K | 2013-08-08 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the "Registrant") is announcing that on August 8, 2013, the Registrant will make presentations to certain institutional investors. | jmp20130807_8k.htm |
| 2013-07-24 | 8-K | 2013-07-24 | 2.02 Results of Operations and Financial Condition | 2.02 On July 24, 2013, JMP Group Inc. (the "Company") issued a press release announcing financial results for its second fiscal quarter, ended June 30, 2013. | a50675844.htm |
| 2013-06-18 | 8-K | 2013-06-17 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 17, 2013, JMP Group Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). | jmp20130617b_8k.htm |
| 2013-06-06 | 8-K | 2013-06-06 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the "Registrant") is announcing that it will participate in The Sandler O’Neill 2013 Global Exchange and Brokerage Conference on June 6, 2013, and will make a presentation to institutional investors. | jmp20130603_8k.htm |
| 2013-05-13 | 8-K | 2013-05-13 | 7.01 Regulation FD Disclosure | 7.01 JMP Group Inc. (the "Registrant") is announcing that it will participate in The Twelfth Annual JMP Securities Research Conference on May 13, 2013 and will make a presentation to institutional investors. | jmp20130509_8k.htm |
| 2013-05-06 | 8-K | 2013-04-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On April 30, 2013, JMP Group, Inc. (the “Company”) closed a $343.8 million collateralized loan obligation (“CLO”) transaction. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | jmp_8k-050613.htm |
| 2013-05-06 | 8-K | 2013-05-06 | 2.02 Results of Operations and Financial Condition | 2.02 On May 6, 2013, JMP Group Inc. (the "Company") issued a press release announcing financial results for its first quarter ended March 31, 2013. | a50624935.htm |
| 2013-04-09 | 8-K | 2013-04-03 | 8.01 Other Events | 8.01 On April 3, 2013, entities sponsored by JMP Group Inc. (the “Company”) priced a $343.8 million collateralized loan obligation (“CLO”). | jmp20130409_8k.htm |
| 2013-02-13 | 8-K | 2013-02-13 | 2.02 Results of Operations and Financial Condition | 2.02 On February 13, 2013, JMP Group Inc. (the "Company") issued a press release announcing financial results for its fiscal year ended December 31, 2012, and fourth quarter ended December 31, 2012. | a50562796.htm |
| 2013-01-25 | 8-K | 2013-01-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On January 25, 2013, JMP Group Inc. (the “Company”) completed its previously announced offering of $46.0 million, in the aggregate, of the Company’s 8.00% Senior Notes due 2023 (the “Notes”), which includes an additional $6.0 million of Notes purchased pursuant to the full exercise of the overallotment option. 2.03 The information regarding the Notes and the Indenture set forth in Item 1.01 is incorporated herein by reference. | jmp_8k-012413.htm |
| 2013-01-23 | 8-K | 2013-01-17 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On January 17, 2013, JMP Group Inc. (the “Company”) entered into an Underwriting Agreement with UBS Securities LLC, Stifel, Nicolaus & Company, Incorporated and JMP Securities LLC, as representatives of the several underwriters named therein (the “Underwriters”), providing for, among other things, the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $40.0 million, in the aggregate, of the Company’s 8.00% Senior Notes due 2023 (the “Notes”). 8.01 In connection with the offering of the Notes, the Company is filing as Exhibit 5.1 hereto an opinion of counsel addressing the validity of the Notes. | jmp_8k-011713.htm |